Lori Dunn has been Director, Chief Compliance Officer, Secretary of Peak American Investment Advisors since June 2020, is not listed as a control person, but directly owns under 5% of the firm. Lori Dunn holds a B.S. in Psychology from Baylor University and an M.S. in Counseling from the University of North Texas.
Peak American Investment Advisors, Inc. is a Plano, TX firm with $162M under management, 329 clients and 10 advisers in one office, as of its September 2026 filing.
Lori Dunn is President of Peak American Investment Advisors. She spent nine years at Children's Medical Center Dallas as a Child Life Specialist and Play Therapist, and over her years with Peak American has held many roles. She was appointed President in January 2022.
- – present · 6 yearsPlano, TX · Adviser representative · Firm CRD 145056
Investment adviser representative registrations
Lori Dunn is registered as an investment adviser representative in 3 states. Each was approved in January 2020.
- CaliforniaSince 2 January 2020
- PennsylvaniaSince 2 January 2020
- TexasSince 2 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lori Anne Dunn
- CRD
- 7062383
- Firm
- Peak American Investment Advisors · CRD 145056
- Role
- Director, Chief Compliance Officer, Secretary
- Office
- 2400 DALLAS PARKWAY, STE 100, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- January 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peakamericanfinancial.com
Where does Lori Dunn work?
Lori Dunn has been Director, Chief Compliance Officer, Secretary of Peak American Investment Advisors, Inc. since June 2020.
Is Lori Dunn a financial advisor?
Yes. Lori Dunn has a current investment-adviser registration in California, Pennsylvania and Texas, through Peak American Investment Advisors since January 2020.
How many years of experience does Lori Dunn have?
Lori Dunn has 6 years in the financial industry, since January 2020, across 1 adviser firm.
What exams has Lori Dunn passed?
Lori Dunn passed the Series 65 in December 2019.
Where is Lori Dunn based?
Lori Dunn’s registered office is in Plano, TX.
Is Lori Dunn registered with FINRA?
No. Lori Dunn has no current broker registration.
How can I verify Lori Dunn’s record?
Search CRD 7062383 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Dunn’s full registration record.
