Scott Schwitzer has been an investment adviser representative at Peak American Investment Advisors since March 2025, and is not listed among the firm’s executive officers or direct owners. Scott Schwitzer studied at West Chester University of Pennsylvania.
Peak American Investment Advisors, Inc. is a Plano, TX firm with $162M under management, 329 clients and 10 advisers in one office, as of its September 2026 filing.
Scott Schwitzer is Director of Wealth Management at Peak American Investment Advisors. He began his financial career at Edward Jones, then founded a boutique wealth management firm and led it for over six years. He later joined Fisher Investments, working across several offices, and has over 20 years of experience.
Scott Schwitzer’s longest registration was 6 years at Fisher Investments (2018–2025). Before joining Peak American Investment Advisors in 2025, Scott Schwitzer was registered through Fisher Investments and LPL Financial LLC.
- – present · 1 yearPlano, TX · Adviser representative · Firm CRD 145056
- Fisher Investments– · 6 yearsPlano, TX · Adviser representative · Firm CRD 107342
- LPL Financial LLC– · 5 yearsSan Diego, CA · Adviser representative · Firm CRD 6413
- Edward Jones– · 3 yearsLa Mesa, CA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Scott Schwitzer is registered as an investment adviser representative in Texas, since March 2025.
- TexasSince 26 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 May 2009 |
| Series 7 | General Securities Representative Examination | 18 May 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Matthew Schwitzer
- CRD
- 5654423
- Firm
- Peak American Investment Advisors · CRD 145056
- Office
- 2400 DALLAS PARKWAY, STE 100, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peakamericanfinancial.com
Where does Scott Schwitzer work?
Scott Schwitzer is an investment adviser representative registered through Peak American Investment Advisors, Inc. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Schwitzer a financial advisor?
Yes. Scott Schwitzer has a current investment-adviser registration in Texas, through Peak American Investment Advisors since March 2025.
How many years of experience does Scott Schwitzer have?
Scott Schwitzer has 17 years in the financial industry, since June 2009, across 4 adviser firms.
What exams has Scott Schwitzer passed?
Scott Schwitzer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2009. FINRA credited Scott Schwitzer with the SIE, which began in October 2018.
Where did Scott Schwitzer work before Peak American Investment Advisors?
Before Peak American Investment Advisors, Scott Schwitzer was registered through Fisher Investments, December 2018 to March 2025; LPL Financial LLC, January 2013 to November 2018; Edward Jones, June 2009 to January 2013.
Where is Scott Schwitzer based?
Scott Schwitzer’s registered office is in Plano, TX.
Is Scott Schwitzer registered with FINRA?
No. Scott Schwitzer has no current broker registration.
How can I verify Scott Schwitzer’s record?
Search CRD 5654423 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Schwitzer’s full registration record.
