SEC-registered investment advisers in Rocky Mount
4 SEC-registered investment advisers are headquartered in Rocky Mount, NC, with $2.31B in combined regulatory assets under management. 3 are financial advisor firms; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.
- 4
- Investment advisers
- $2.31B
- Combined regulatory AUM
- 3
- Financial advisor firms
All 4 advisers
By regulatory assets under management.
| Firm | Type | Regulatory AUM |
|---|---|---|
| Ironsides Asset Advisors | RIA | $1.42B |
| Whitener Capital Management | RIA | $598M |
| Obp Capital | Mutual funds & ETFs | $169M |
| Emerald Asset Management | RIA | $121M |
Rocky Mount at a glance
Advisers headquartered here, by type
4
advisers
- Financial advisor firms (RIAs)$2.14B regulatory AUM3 (75%)
- Mutual fund, ETF and BDC managers$169M regulatory AUM1 (25%)
Other cities in North Carolina
- Charlotte89
- Raleigh54
- Chapel Hill17
- Greensboro16
- Winston Salem16
- Asheville12
- Wilmington9
- Cary6
- Cornelius5
- Durham5
- Apex3
- Greenville3