Firms by city
Registered investment advisers in Charlotte, NC
13 SEC-registered advisers headquartered in Charlotte, listed by regulatory assets under management as reported on Form ADV.
13 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Allspring Global InvestmentsCRD 104973 | Charlotte, NC | $475.78B | 301 | 10,401 |
| BaringsCRD 106006 | Charlotte, NC | $392.75B | 465 | 417 |
| Allspring Funds ManagementCRD 110841 | Charlotte, NC | $324.65B | 3 | 10,118 |
| Brighthouse Investment AdvisersCRD 107312 | Charlotte, NC | $132.63B | 10 | 5,705 |
| Sterling Capital ManagementCRD 135405 | Charlotte, NC | $69.23B | 64 | 3,508 |
| Wells Fargo Investment InstituteCRD 133204 | Charlotte, NC | $43.00B | 143 | 12,216 |
| Alight Financial AdvisorsCRD 158744 | Charlotte, NC | $35.05B | 60 | 195,957 |
| Stepstone Group Private WealthCRD 305881 | Charlotte, NC | $17.93B | 0 | 14 |
| Independent Advisor AllianceCRD 168267 | Charlotte, NC | $17.23B | 247 | 45,002 |
| Global Endowment ManagementCRD 157772 | Charlotte, NC | $12.88B | 23 | 46 |
| Churchill Investment ManagementCRD 305060 | Charlotte, NC | $12.14B | 16 | 8 |
| Atria InvestmentsCRD 143593 | Charlotte, NC | $11.05B | 15 | 113 |
| Ridgemont Partners ManagementCRD 157421 | Charlotte, NC | $10.26B | 61 | 32 |
Allspring Global InvestmentsCRD 104973$475.78B
- Headquarters
- Charlotte, NC
- Advisory staff
- 301
- Clients
- 10,401
BaringsCRD 106006$392.75B
- Headquarters
- Charlotte, NC
- Advisory staff
- 465
- Clients
- 417
Allspring Funds ManagementCRD 110841$324.65B
- Headquarters
- Charlotte, NC
- Advisory staff
- 3
- Clients
- 10,118
Brighthouse Investment AdvisersCRD 107312$132.63B
- Headquarters
- Charlotte, NC
- Advisory staff
- 10
- Clients
- 5,705
Sterling Capital ManagementCRD 135405$69.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 64
- Clients
- 3,508
Wells Fargo Investment InstituteCRD 133204$43.00B
- Headquarters
- Charlotte, NC
- Advisory staff
- 143
- Clients
- 12,216
Alight Financial AdvisorsCRD 158744$35.05B
- Headquarters
- Charlotte, NC
- Advisory staff
- 60
- Clients
- 195,957
Stepstone Group Private WealthCRD 305881$17.93B
- Headquarters
- Charlotte, NC
- Advisory staff
- 0
- Clients
- 14
Independent Advisor AllianceCRD 168267$17.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 247
- Clients
- 45,002
Global Endowment ManagementCRD 157772$12.88B
- Headquarters
- Charlotte, NC
- Advisory staff
- 23
- Clients
- 46
Churchill Investment ManagementCRD 305060$12.14B
- Headquarters
- Charlotte, NC
- Advisory staff
- 16
- Clients
- 8
Atria InvestmentsCRD 143593$11.05B
- Headquarters
- Charlotte, NC
- Advisory staff
- 15
- Clients
- 113
Ridgemont Partners ManagementCRD 157421$10.26B
- Headquarters
- Charlotte, NC
- Advisory staff
- 61
- Clients
- 32
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Charlotte on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in North Carolina.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.