Firms by city
Registered investment advisers in Raleigh, NC
One SEC-registered adviser headquartered in Raleigh, listed by regulatory assets under management as reported on Form ADV.
1 firm listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Capfinancial PartnersCRD 175112 | Raleigh, NC | $1236.70B | 885 | 41,750 |
Capfinancial PartnersCRD 175112$1236.70B
- Headquarters
- Raleigh, NC
- Advisory staff
- 885
- Clients
- 41,750
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Raleigh on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in North Carolina.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.