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RIA firms in New York

352 SEC-registered advisers headquartered in New York. Browse by city or look up a firm.

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12 cities in this directory

HEADQUARTERS CITIES

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Cities in New York

A–Z · Number of firms

City locations are approximate. Counts reflect filed headquarters. 2 cities are listed without a map marker.

Map source: U.S. Census

All 352 firms

Ordered by regulatory assets under management, as reported on Form ADV.

Firm	Headquarters	Regulatory AUM
Rockefeller & Co.	New York, NY	$36.76B
Oppenheimer & Co.	New York, NY	$36.71B
Shenkman Capital Management	New York, NY	$36.54B
BBR Partners	New York, NY	$36.49B
Select Equity Group	New York, NY	$36.38B
Stone Ridge Asset Management	New York, NY	$36.34B
Eagle Capital Management	New York, NY	$35.80B
Blackstone Credit Systematic Strategies	New York, NY	$35.71B
Aksia	New York, NY	$35.20B
Octagon Credit Investors	New York, NY	$35.05B
Schroders Capital Management (us)	New York, NY	$34.59B
King Street Capital Management	New York, NY	$34.57B
Brevan Howard US Investment Management	New York, NY	$34.39B
Wealthspire Advisors	New York, NY	$34.32B
Voya Alternative Asset Management	New York, NY	$34.01B
Pacific Way Capital Management	New York, NY	$33.57B
Sona Asset Management (us)	New York, NY	$33.49B
BNY Mellon Advisors	New York, NY	$33.48B
D. E. Shaw Investment Management	New York, NY	$33.37B
Redding Ridge Asset Management	New York, NY	$33.32B

Rockefeller & Co.

Headquarters: New York, NY
Regulatory AUM: $36.76B

Oppenheimer & Co.

Headquarters: New York, NY
Regulatory AUM: $36.71B

Shenkman Capital Management

Headquarters: New York, NY
Regulatory AUM: $36.54B

BBR Partners

Headquarters: New York, NY
Regulatory AUM: $36.49B

Select Equity Group

Headquarters: New York, NY
Regulatory AUM: $36.38B

Stone Ridge Asset Management

Headquarters: New York, NY
Regulatory AUM: $36.34B

Eagle Capital Management

Headquarters: New York, NY
Regulatory AUM: $35.80B

Blackstone Credit Systematic Strategies

Headquarters: New York, NY
Regulatory AUM: $35.71B

Aksia

Headquarters: New York, NY
Regulatory AUM: $35.20B

Octagon Credit Investors

Headquarters: New York, NY
Regulatory AUM: $35.05B

Schroders Capital Management (us)

Headquarters: New York, NY
Regulatory AUM: $34.59B

King Street Capital Management

Headquarters: New York, NY
Regulatory AUM: $34.57B

Brevan Howard US Investment Management

Headquarters: New York, NY
Regulatory AUM: $34.39B

Wealthspire Advisors

Headquarters: New York, NY
Regulatory AUM: $34.32B

Voya Alternative Asset Management

Headquarters: New York, NY
Regulatory AUM: $34.01B

Pacific Way Capital Management

Headquarters: New York, NY
Regulatory AUM: $33.57B

Sona Asset Management (us)

Headquarters: New York, NY
Regulatory AUM: $33.49B

BNY Mellon Advisors

Headquarters: New York, NY
Regulatory AUM: $33.48B

D. E. Shaw Investment Management

Headquarters: New York, NY
Regulatory AUM: $33.37B

Redding Ridge Asset Management

Headquarters: New York, NY
Regulatory AUM: $33.32B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when its Form ADV Part 1A lists its headquarters in New York. This page covers firms published in this directory. Branch offices and state registration jurisdictions do not determine inclusion; firms may serve clients in other states.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.