Muntz Financial provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting. The firm advises 1 private fund.
Muntz Financial reports 99 clients. They include 61 individual clients, 32 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 99.7% ($177M across 248 accounts) are managed with discretion; $445K across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 8% |
| High-net-worth individuals | 32% | 55% |
| Pooled investment vehicles | 1% | <1% |
| Pension and profit-sharing plans | Fewer than 5 | 31% |
| Charitable organizations | Fewer than 5 | <1% |
| Other client typesCorporations and other businesses | 5% | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $15M | 8.4% | $246K |
| High-net-worth individuals | 32 | $98.1M | 55.2% | $3.06M |
| Pooled investment vehicles | 1 | $267K | 0.2% | $267K |
| Pension and profit-sharing plans | Fewer than 5 | $55.1M | 31.0% | — |
| Charitable organizations | Fewer than 5 | $109K | 0.1% | — |
| Corporations and other businesses | 5 | $9.13M | 5.1% | $1.83M |
| Total | 99 | $178M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $15M
- AUM share
- 8.4%
- Avg. per client
- $246K
- Clients
- 32
- Regulatory AUM
- $98.1M
- AUM share
- 55.2%
- Avg. per client
- $3.06M
- Clients
- 1
- Regulatory AUM
- $267K
- AUM share
- 0.2%
- Avg. per client
- $267K
- Clients
- Fewer than 5
- Regulatory AUM
- $55.1M
- AUM share
- 31.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $109K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $9.13M
- AUM share
- 5.1%
- Avg. per client
- $1.83M
Total
- Clients
- 99
- Regulatory AUM
- $178M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 0
Muntz Financial charges 1.00% a year for its Investment advisory fee. The fee is billed in arrears and is negotiable.
Fee details and sources
David Muntz owns 75% or more of Muntz Financial. The leadership team of Muntz Financial includes President David Muntz. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Muntz Financial, LLC
David Muntz
Control person · since December 2007
Muntz Financial’s regulatory assets grew from $153M (April 2025) to $178M (March 2026); clients fell from 123 to 99 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $178M | 99 | 3 | 1 |
| Apr 2025April 2025 | $153M | 123 | 3 | 1 |
Besides its headquarters, Muntz Financial has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 108 N. Main Street, Suite 202, DoylestownHQ
Contact and registration details
- Legal name
- Muntz Financial, LLC
- Headquarters
- 108 N. Main Street, Suite 202, Doylestown, PA 18901
- Website
- muntzfinancial.com
- Phone
- 215-262-6909
- SEC file
- 801-131242
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Muntz Financial’s named custodians for separately managed accounts are Interactive Brokers ($114M, 65%), Nationwide Investment Services ($43.1M, 25%) and SEI Investments Distribution ($18.2M, 10%). Muntz Financial does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $114M65%
- Nationwide Investment ServicesNationwide Investment Services Corporation · Columbus, OH · $43.1M25%
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $18.2M10%
At year end, Muntz Financial’s separately managed accounts were mostly in funds (55%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds55%
- Bonds5%
- Cash15%
- Other5%
- Derivatives5%
How many clients does Muntz Financial have?
Muntz Financial has 99 clients and manages $178 million for them, as of March 2026. They include 61 individual clients, 32 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Muntz Financial offer?
Muntz Financial provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Muntz Financial charge?
Muntz Financial charges 1.00% a year for its Investment advisory fee. The fee is billed in arrears and is negotiable.
Source: ADV II, filed 31 March 2026
Which custodians does Muntz Financial use?
Muntz Financial’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $114M, Nationwide Investment Services Corporation (Columbus, OH), with $43.1M and SEI Investments Distribution Co. (Oaks, PA), with $18.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Muntz Financial have?
Muntz Financial has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Muntz Financial invest in?
At the end of its last fiscal year, Muntz Financial’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 15% cash and equivalents, 5% U.S. government and agency bonds and 5% derivatives. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Muntz Financial?
Muntz Financial’s direct owner is David Muntz (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Muntz Financial get paid?
Muntz Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Muntz Financial?
Muntz Financial’s main office is at 108 N. Main Street, Suite 202, Doylestown, PA 18901. Its phone number is 215-262-6909. Its website is muntzfinancial.com.