David Muntz has been President/Chief Compliance Officer of Muntz Financial since December 2007, is a control person of the firm and directly owns 75% or more of it.
Muntz Financial, LLC is a Doylestown, PA firm with $178M under management, 99 clients and 2 advisers in one office, as of its March 2026 filing.
David Muntz’s longest registration is the current one, 18 years at Muntz Financial since 2008. Before joining Muntz Financial in 2008, David Muntz was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments.
- Muntz Financial, LLCCurrent– present · 18 yearsDoylestown, PA · Adviser representative · Firm CRD 145971
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearBlue Bell, PA · Adviser representative · Firm CRD 7691
- PNC Investments– · 2 yearsEagleville, PA · Adviser representative · Firm CRD 129052
- Quick & Reilly, Inc.– · under a yearTrevose, PA · Adviser representative · Firm CRD 11217
- Hornor, Townsend & Kent, Inc.– · under a yearHorsham, PA · Adviser representative · Firm CRD 4031
Investment adviser representative registrations
David Muntz is registered as an investment adviser representative in Pennsylvania, since January 2008.
- PennsylvaniaSince 8 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 25 September 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 July 1999 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- David Michael Muntz
- CRD
- 3236250
- Firm
- Muntz Financial · CRD 145971
- Role
- President/Chief Compliance Officer
- Office
- 108 N. MAIN STREET, SUITE 202, Doylestown, PA 18901
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does David Muntz work?
David Muntz has been President/Chief Compliance Officer of Muntz Financial, LLC since December 2007, and is a control person of the firm.
Is David Muntz a financial advisor?
Yes. David Muntz has a current investment-adviser registration in Pennsylvania, through Muntz Financial since January 2008.
How many years of experience does David Muntz have?
David Muntz has 22 years in the financial industry, since April 2004, across 5 adviser firms.
What exams has David Muntz passed?
David Muntz has passed 4 licensing exams: the Series 63, Series 65, Series 6 and Series 7. The earliest, the Series 63, was passed in July 1999.
Where did David Muntz work before Muntz Financial?
Before Muntz Financial, David Muntz was registered through PNC Investments, October 2004 to February 2007; Quick & Reilly, Inc., May 2004 to July 2004; Hornor, Townsend & Kent, Inc., November 2002 to February 2003.
Where is David Muntz based?
David Muntz’s registered office is in Doylestown, PA.
Is David Muntz registered with FINRA?
No. David Muntz has no current broker registration.
How can I verify David Muntz’s record?
Search CRD 3236250 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Muntz’s full registration record.