Firms by custodian
Registered investment advisers that custody at Nationwide Investment Services
Search the full directory by firm name, city, state, CRD number or custodian.
10 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| IMZ Advisory | Boca Raton, FL | $453M |
| Southbridge Advisors | Marieta, GA | $353M |
| Affinity Wealth | Canton, OH | $218M |
| Garton and Associates Financial Advisors | Louisville, KY | $215M |
| Johnson Lyman | Los Altos, CA | $202M |
| Muntz Financial | Doylestown, PA | $178M |
| Unified Wealth Management | Oldsmar, FL | $151M |
| Columbus Street Wealth Management | Dublin, OH | $145M |
| Catum Advisory Group | Wilton, CT | $129M |
| Sfga | Honolulu, HI | $110M |
- Headquarters
- Boca Raton, FL
- Regulatory AUM
- $453M
- Headquarters
- Marieta, GA
- Regulatory AUM
- $353M
- Headquarters
- Canton, OH
- Regulatory AUM
- $218M
- Headquarters
- Louisville, KY
- Regulatory AUM
- $215M
- Headquarters
- Los Altos, CA
- Regulatory AUM
- $202M
- Headquarters
- Doylestown, PA
- Regulatory AUM
- $178M
- Headquarters
- Oldsmar, FL
- Regulatory AUM
- $151M
- Headquarters
- Dublin, OH
- Regulatory AUM
- $145M
- Headquarters
- Wilton, CT
- Regulatory AUM
- $129M
- Headquarters
- Honolulu, HI
- Regulatory AUM
- $110M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Nationwide Investment Services here says only what the filing says, and implies nothing about either firm's service.