Catum Advisory Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Catum Advisory Group reports 94 clients. They include 40 individual clients, 35 high-net-worth individuals, and 19 pension and profit-sharing plans. Of its assets, 72.8% ($93.7M across 276 accounts) are managed with discretion; $35M across 20 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 5% |
| High-net-worth individuals | 37% | 67% |
| Pension and profit-sharing plans | 20% | 27% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 40 | $6.79M | 5.3% | $170K |
| High-net-worth individuals | 35 | $86.4M | 67.1% | $2.47M |
| Pension and profit-sharing plans | 19 | $35.4M | 27.5% | $1.86M |
| Corporations and other businesses | Fewer than 5 | $120K | 0.1% | — |
| Total | 94 | $129M | 100% | — |
- Clients
- 40
- Regulatory AUM
- $6.79M
- AUM share
- 5.3%
- Avg. per client
- $170K
- Clients
- 35
- Regulatory AUM
- $86.4M
- AUM share
- 67.1%
- Avg. per client
- $2.47M
- Clients
- 19
- Regulatory AUM
- $35.4M
- AUM share
- 27.5%
- Avg. per client
- $1.86M
- Clients
- Fewer than 5
- Regulatory AUM
- $120K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 94
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Catum Advisory Group charges 1.20%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Advisory Consulting
- Fixed fees generally range from $1,500 to $5,000, or hourly fees of $450 an hour; both are negotiable.
- Pension Consulting Services
- Fees are a percentage of plan assets, negotiated case by case and comparable to portfolio management fees.
Matthew Gachi owns 75% or more of Catum Advisory Group. Matthew Gachi is CEO. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Catum Advisory Group, LLC.
Matthew Gachi
Control person · since July 2015
Besides its headquarters, Catum Advisory Group has 0 offices, with 1 listed address in 1 state.
Connecticut · 1 listed address
- 88 Danbury RD, Suite 2d, WiltonHQ
Contact and registration details
- Legal name
- Catum Advisory Group, LLC.
- Headquarters
- 88 Danbury RD, Suite 2d, Wilton, CT 06897
- Website
- Not reported
- Phone
- 203-344-7770
- @catum-advisory-group-llc
- SEC file
- 801-136072
- Structure
- Connecticut LLC
- Fiscal year end
- December
Catum Advisory Group’s named custodians for separately managed accounts are Charles Schwab ($92.4M, 82%) and Nationwide Investment Services ($19.8M, 18%). Catum Advisory Group has custody of $19.9M for 41 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $92.4M82%
- Nationwide Investment ServicesNationwide Investment Services Corporation · Columbus, OH · $19.8M18%
At year end, Catum Advisory Group’s separately managed accounts were mostly in funds (54%) and stocks (38%).
What the accounts hold
- Stocks38%
- Funds54%
- Bonds2%
- Cash6%
How many clients does Catum Advisory Group have?
Catum Advisory Group has 94 clients and manages $129 million for them, as of March 2026. They include 40 individual clients, 35 high-net-worth individuals, and 19 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Catum Advisory Group offer?
Catum Advisory Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Catum Advisory Group charge?
Catum Advisory Group charges 1.20%–2.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Source: CATUM ADVISORY GROUP, LLC. ADV BROCHURE, filed 30 March 2026
Which custodians does Catum Advisory Group use?
Catum Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $92.4M and Nationwide Investment Services Corporation (Columbus, OH), with $19.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Catum Advisory Group have?
Catum Advisory Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Catum Advisory Group invest in?
At the end of its last fiscal year, Catum Advisory Group’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 6% cash and equivalents and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Catum Advisory Group?
Catum Advisory Group’s direct owner is Matthew Gachi (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Catum Advisory Group get paid?
Catum Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Catum Advisory Group?
Catum Advisory Group’s main office is at 88 Danbury RD, Suite 2d, Wilton, CT 06897. Its phone number is 203-344-7770.