Matthew Gachi has been Chief Executive Officer/Chief Compliance Officer of Catum Advisory Group since July 2015, is a control person of the firm and directly owns 75% or more of it.
Catum Advisory Group, LLC. is a Wilton, CT firm with $129M under management, 94 clients and 2 advisers in one office, as of its March 2026 filing.
Matthew Gachi’s longest registration was 15 years at Investmark Advisory Services, Inc. (2000–2016). Before joining Catum Advisory Group in 2016, Matthew Gachi was registered through Commonwealth Financial Network and Investmark Advisory Services, Inc.
- Catum Advisory Group, LLC.Current– present · 10 yearsWilton, CT · Adviser representative · Firm CRD 277148
- Commonwealth Financial Network– · 15 yearsStratford, CT · Adviser representative · Firm CRD 8032
- Investmark Advisory Services, Inc.– · 15 yearsStratford, CT · Adviser representative · Firm CRD 121060
Investment adviser representative registrations
Matthew Gachi is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2016; the most recent is Massachusetts, in November 2017.
- ConnecticutSince 13 April 2016
- MassachusettsSince 8 November 2017
- TexasResidentSince 22 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 21 May 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 1997 |
| Series 7 | General Securities Representative Examination | 14 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Parker Gachi
- CRD
- 2863709
- Firm
- Catum Advisory Group · CRD 277148
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 88 DANBURY RD, SUITE 2D, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Gachi work?
Matthew Gachi has been Chief Executive Officer/Chief Compliance Officer of Catum Advisory Group, LLC. since July 2015, and is a control person of the firm.
Is Matthew Gachi a financial advisor?
Yes. Matthew Gachi has a current investment-adviser registration in Connecticut, Massachusetts and Texas, through Catum Advisory Group since April 2016.
How many years of experience does Matthew Gachi have?
Matthew Gachi has 25 years in the financial industry, since November 2000, across 3 adviser firms.
What exams has Matthew Gachi passed?
Matthew Gachi has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 31. The earliest, the Series 7, was passed in April 1997. FINRA credited Matthew Gachi with the SIE, which began in October 2018.
Where did Matthew Gachi work before Catum Advisory Group?
Before Catum Advisory Group, Matthew Gachi was registered through Commonwealth Financial Network, March 2001 to April 2016; Investmark Advisory Services, Inc., October 2000 to April 2016.
Where is Matthew Gachi based?
Matthew Gachi’s registered office is in Wilton, CT.
Is Matthew Gachi registered with FINRA?
No. Matthew Gachi has no current broker registration.
How can I verify Matthew Gachi’s record?
Search CRD 2863709 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Gachi’s full registration record.