Miai provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, divorce planning, education planning, estate planning, insurance, retirement plan services, and tax planning.
Miai reports 276 clients. They include 242 individual clients, 32 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 99.9% ($213M across 273 accounts) are managed with discretion; $315K across 3 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 65% |
| High-net-worth individuals | 12% | 32% |
| Corporations and other businesses | <1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 242 | $138M | 64.5% | $569K |
| High-net-worth individuals | 32 | $69.3M | 32.5% | $2.17M |
| Corporations and other businesses | 2 | $6.39M | 3.0% | $3.19M |
| Total | 276 | $213M | 100% | $773K |
- Clients
- 242
- Regulatory AUM
- $138M
- AUM share
- 64.5%
- Avg. per client
- $569K
- Clients
- 32
- Regulatory AUM
- $69.3M
- AUM share
- 32.5%
- Avg. per client
- $2.17M
- Clients
- 2
- Regulatory AUM
- $6.39M
- AUM share
- 3.0%
- Avg. per client
- $3.19M
Total
- Clients
- 276
- Regulatory AUM
- $213M
- AUM share
- 100%
- Avg. per client
- $773K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Miai is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and commissions. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning fees are negotiable and billed hourly, as a one-time flat fee, or as an annual, semi-annual or quarterly retainer; no rate is stated.
Maplewood Holdings LLC owns 75% or more of Miai and is in turn owned by BP-Maplewood LLC (50–75%) and Blueprint North 1, LLC (25–50%). The leadership team of Miai includes President Daniel Dooley and Chief Compliance Officer Laurie Moore. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Miai, Inc.
Maplewood Holdings LLC
Control person · since September 2024
- Owns 50% to 75% of Maplewood Holdings LLC
BP-Maplewood LLC
Control person · since September 2024
- Owns 25% to 50% of BP-Maplewood LLC
Brandon Langley
since April 2024
- Owns 25% to 50% of Maplewood Holdings LLC
Blueprint North 1, LLC
Control person · since September 2024
- Owns 25% to 50% of Blueprint North 1, LLC
Rory Collins
since August 2022
- Owns 25% to 50% of Blueprint North 1, LLC
Tony Hauck
since August 2022
- Owns 25% to 50% of Blueprint North 1, LLC
James R Arthuad Revocable Trust
since August 2021
James Arthaud
Trustee · since May 2010
- Owns 25% to 50% of Miai, Inc.
Jonathan Robinson
Control person · since September 2024
Miai’s regulatory assets fell from $328M (October 2020) to $213M (September 2026); clients fell from 642 to 276 and employees from 8 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $213M | 276 | 4 | 2 |
| Jun 2025June 2025 | $189M | 258 | 4 | 1 |
| Jan 2024January 2024 | $147M | 235 | 4 | 1 |
| Dec 2022December 2022 | $371M | 677 | 4 | 1 |
| Jul 2022July 2022 | $417M | 655 | 8 | 3 |
| Oct 2020October 2020 | $328M | 642 | 8 | 3 |
Besides its headquarters, Miai has 1 office, with 2 listed addresses across 2 states.
North Carolina · 1 listed address
- 1100 Kenilworth Ave, Charlotte
Texas · 1 listed address
- 12222 Merit DR, Suite 1390, DallasHQ
Other business names
Miai has reported 2 other business names to the SEC.
- Emerald Financial Group
- Maplewood Investments, Inc.
Contact and registration details
- Legal name
- Miai, Inc.
- Headquarters
- 12222 Merit DR, Suite 1390, Dallas, TX 75251
- Website
- maplewoodinvestments.com
- Phone
- 214-739-5677
- SEC file
- 801-61363
- Structure
- Texas corporation
- Fiscal year end
- September
Miai’s named custodian for separately managed accounts is Fidelity ($189M). Miai does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $189M100%
At year end, Miai’s separately managed accounts were largely in funds (43%) and stocks (37%).
What the accounts hold
- Stocks37%
- Funds43%
- Bonds7%
- U.S. government and agency bonds6%
- State and local bonds1%
- Cash13%
How many clients does Miai have?
Miai has 276 clients and manages $213 million for them, as of September 2026. They include 242 individual clients, 32 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026
What services does Miai offer?
Miai provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, divorce planning, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Miai use?
Miai’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $189M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 September 2026
How many financial advisors does Miai have?
Miai has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Miai invest in?
At the end of its last fiscal year, Miai’s separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities, 13% cash and equivalents, 6% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Miai?
Miai is owned through a chain of holding companies by Brandon Langley, Rory Collins and Tony Hauck. Its direct owners are Maplewood Holdings LLC (75% or more) and Jonathan Robinson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 September 2026
How does Miai get paid?
Miai is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Miai?
Miai’s main office is at 12222 Merit DR, Suite 1390, Dallas, TX 75251. Its phone number is 214-739-5677. Its website is maplewoodinvestments.com.
