Daniel Dooley has been President of Miai since October 2015, is a control person of the firm and directly owns under 5% of it. Daniel Dooley holds a Bachelor's in accounting from Baylor University.
Miai, Inc. is a Dallas, TX firm with $213M under management, 276 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Dan Dooley is President of Maplewood Investments, based in Dallas, Texas. He co-founded the firm in 2000 with Cynthia Besek and supports the management of the firm overall. He began his career in financial services in 1987 at May Financial Corporation, where he served as Vice President, Chief Financial Officer, and Head of the Correspondent Clearing Division. Before that he was in public accounting.
Daniel Dooley’s longest registration is the current one, 22 years at Miai since 2004.
- Integrated Advisors Network LLC– · under a yearDallas, TX · Adviser representative · Firm CRD 171991
Investment adviser representative registrations
Daniel Dooley is registered as an investment adviser representative in 2 states. The first approvals date from February 2004; the most recent is New Mexico, in February 2006.
- New MexicoSince 17 February 2006
- TexasSince 17 February 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 October 2003 |
| Series 55 | Limited Representative-Equity Trader Exam | 22 December 1999 |
| Series 4 | Registered Options Principal Examination | 26 October 1999 |
| Series 53 | Municipal Securities Principal Examination | 8 April 1998 |
| Series 27 | Financial and Operations Principal Examination | 7 March 1989 |
| Series 24 | General Securities Principal Examination | 11 October 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 1988 |
| Series 7 | General Securities Representative Examination | 17 September 1988 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Clifton Dooley
- CRD
- 1699483
- Firm
- Miai · CRD 111695
- Role
- President
- Office
- 12222 Merit Dr, Suite 1390, Dallas, TX 75251
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- maplewoodinvestments.com
Where does Daniel Dooley work?
Daniel Dooley has been President of Miai, Inc. since October 2015, and is a control person of the firm.
Is Daniel Dooley a financial advisor?
Yes. Daniel Dooley has a current investment-adviser registration in New Mexico and Texas, through Miai since February 2004.
How many years of experience does Daniel Dooley have?
Daniel Dooley has 38 years in the financial industry, since September 1988, across 2 adviser firms.
What exams has Daniel Dooley passed?
Daniel Dooley has passed 12 licensing exams: the Series 7, Series 63, Series 24, Series 27, Series 53, Series 4, Series 55, Series 65, Series 52TO, Series 99TO, Series 57TO and Series 79TO. The earliest, the Series 7, was passed in September 1988. FINRA credited Daniel Dooley with the SIE, which began in October 2018.
Where is Daniel Dooley based?
Daniel Dooley’s registered office is in Dallas, TX.
Is Daniel Dooley registered with FINRA?
Yes. Daniel Dooley has a current broker registration, under CRD 1699483.
Source: FINRA BrokerCheck
How can I verify Daniel Dooley’s record?
Search CRD 1699483 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Dooley’s full registration record.
