Andrea Swope has been CEO of Miai since January 2026, is a control person of the firm and directly owns under 5% of it. Andrea Swope holds a Bachelor of Business Administration with a concentration in Quantitative Analysis from Gardner-Webb University.
Miai, Inc. is a Dallas, TX firm with $213M under management, 276 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Andrea Swope is CEO of Maplewood Investments, based in Dallas, Texas. She joined the firm in 2024, when it became affiliated with the Blueprint family of companies. Before joining, she was President of Blueprint Financial Advisors, Head of Business Development for National Accounts at Braver Wealth Management, and a Marketing Associate at Morgan Stanley Smith Barney, where her financial services career began.
Andrea Swope’s longest registration was 4 years at Capital Guardian Wealth Management, LLC (2010–2014).
- Blueprint Investment Partners LLC– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 170196
- Blueprint Financial AdvisorsAlso current– present · 4 yearsCharlotte, NC · Adviser representative · Firm CRD 315570
- Woodbury Financial Services, Inc.– · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 421
- Hayden Royal– · under a yearCharlotte, NC · Adviser representative · Firm CRD 170037
- Cary Street Partners– · under a yearCharlotte, NC · Adviser representative · Firm CRD 128545
- Stonecrest Advisors, Inc.– · under a yearCharlotte, NC · Adviser representative · Firm CRD 142095
- Capital Guardian Wealth Management, LLC– · 4 yearsCharlotte, NC · Adviser representative · Firm CRD 131631
- Morgan Stanley Smith Barney LLC– · under a yearCharlotte, NC · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · under a yearCornelius, NC · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Andrea Swope is registered as an investment adviser representative in North Carolina, since October 2022.
- North CarolinaSince 3 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 25 November 2025 |
| Series 52TO | Municipal Securities Representative Examination | 12 November 2025 |
| Series 24 | General Securities Principal Examination | 3 November 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 October 2008 |
| Series 7 | General Securities Representative Examination | 12 May 2008 |
- Name
- Municipal Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrea Louise Swope
- CRD
- 5404168
- Firm
- Miai · CRD 111695
- Role
- CEO
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- maplewoodinvestments.com
Where does Andrea Swope work?
Andrea Swope has been CEO of Miai, Inc. since January 2026, and is a control person of the firm.
Is Andrea Swope a financial advisor?
Yes. Andrea Swope has a current investment-adviser registration in North Carolina.
How many years of experience does Andrea Swope have?
Andrea Swope has 16 years in the financial industry, since February 2010, across 9 adviser firms.
What exams has Andrea Swope passed?
Andrea Swope has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 52TO and Series 53. The earliest, the Series 7, was passed in May 2008. FINRA credited Andrea Swope with the SIE, which began in October 2018.
Where was Andrea Swope previously registered as an investment adviser?
Andrea Swope has past investment-adviser registrations through Blueprint Investment Partners LLC, October 2022 to June 2025; Woodbury Financial Services, Inc., August 2020 to September 2022; Hayden Royal, October 2019 to September 2020; Cary Street Partners, January 2019 to January 2019; Stonecrest Advisors, Inc., September 2016 to March 2017; Capital Guardian Wealth Management, LLC, April 2010 to November 2014; Morgan Stanley Smith Barney LLC, June 2009 to April 2010; Citigroup Global Markets Inc., November 2008 to June 2009, across 9 firms.
Is Andrea Swope registered with FINRA?
Yes. Andrea Swope has a current broker registration, under CRD 5404168.
Source: FINRA BrokerCheck
How can I verify Andrea Swope’s record?
Search CRD 5404168 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrea Swope’s full registration record.
