Charles Rahm has been an investment adviser representative at Miai since May 2016, and is not listed among the firm’s executive officers or direct owners. Charles Rahm holds a Bachelor of Arts from the University of Texas.
Miai, Inc. is a Dallas, TX firm with $213M under management, 276 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Charles Rahm is a Financial Advisor at Maplewood Investments, based in Dallas, Texas. He began his career more than 35 years ago with a Dallas Park Cities brokerage firm. In 1993 he and his father Bruce formed Rahm Securities Corporation, and after its sale he joined Maplewood Investments in 2002. He provides financial guidance to individuals and corporate retirement plans, including managing investment portfolios.
Investment adviser representative registrations
Charles Rahm is registered as an investment adviser representative in Texas, since May 2016.
- TexasSince 26 May 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 April 2016 |
| Series 24 | General Securities Principal Examination | 22 August 1996 |
| Series 7 | General Securities Representative Examination | 20 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 February 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 February 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Haskell Rahm
- CRD
- 2204993
- Firm
- Miai · CRD 111695
- Office
- 12222 MERIT DR, SUITE 1390, Dallas, TX 75251
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- maplewoodinvestments.com
Where does Charles Rahm work?
Charles Rahm is an investment adviser representative registered through Miai, Inc. since May 2016, and is not listed among the firm’s executive officers or direct owners.
Is Charles Rahm a financial advisor?
Yes. Charles Rahm has a current investment-adviser registration in Texas, through Miai since May 2016.
How many years of experience does Charles Rahm have?
Charles Rahm has 34 years in the financial industry, since February 1992, across 1 adviser firm.
What exams has Charles Rahm passed?
Charles Rahm has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in February 1992. FINRA credited Charles Rahm with the SIE, which began in October 2018.
Where is Charles Rahm based?
Charles Rahm’s registered office is in Dallas, TX.
Is Charles Rahm registered with FINRA?
Yes. Charles Rahm has a current broker registration, under CRD 2204993.
Source: FINRA BrokerCheck
How can I verify Charles Rahm’s record?
Search CRD 2204993 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Rahm’s full registration record.
