{"url":"https://nivawealth.com/firms/miai-111695","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111695","regulatoryAum":213321166,"crd":"111695","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1669039","suffix":null,"lastName":"BESEK","firstName":"CYNTHIA","middleName":"ELIZABETH"},{"crd":"1699483","suffix":null,"lastName":"DOOLEY","firstName":"DANIEL","middleName":"CLIFTON"},{"crd":"1444931","suffix":null,"lastName":"HALL","firstName":"DONALD","middleName":"KING"},{"crd":"2204993","suffix":null,"lastName":"RAHM","firstName":"CHARLES","middleName":"HASKELL"},{"crd":"5400528","suffix":null,"lastName":"WOODELL","firstName":"ROBIN","middleName":"RENEE"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2020-10-13","regulatoryAum":328451273,"clients":642,"employees":8,"offices":3},{"filedOn":"2022-07-28","regulatoryAum":416997847,"clients":655,"employees":8,"offices":3},{"filedOn":"2022-12-16","regulatoryAum":371344381,"clients":677,"employees":4,"offices":1},{"filedOn":"2024-01-02","regulatoryAum":146604043,"clients":235,"employees":4,"offices":1},{"filedOn":"2025-06-10","regulatoryAum":189392487,"clients":258,"employees":4,"offices":1},{"filedOn":"2026-09-10","regulatoryAum":213321166,"clients":276,"employees":4,"offices":2}],"secFileNumber":"801-61363","legalName":"Miai, Inc.","displayName":"Miai","slug":"miai-111695","website":"https://maplewoodinvestments.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas corporation","fiscalYearEnd":"September","headquarters":{"street":"12222 Merit DR, Suite 1390","city":"Dallas","state":"TX","stateName":"Texas","country":"United States","postalCode":"75251"},"tradeNames":["Emerald Financial Group","Maplewood Investments, Inc."],"registration":{"secApproved":"2 August 2002","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":755239,"staff":{"employees":4,"advisory":4,"brokerDealerReps":4,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":213321166,"discretionary":213005688,"discretionaryAccounts":273,"nonDiscretionary":315478,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":242,"regulatoryAum":137633553},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":69301933},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":6385680}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial planning fees are negotiable and billed hourly, as a one-time flat fee, or as an annual, semi-annual or quarterly retainer; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997567","versionId":997567,"submittedOn":"2025-12-02","documentName":"MIAI BROCHURE 12.02.2025"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:10:59.539047+00:00","documents":[{"name":"MIAI BROCHURE 12.02.2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997567","versionId":997567,"submittedOn":"2025-12-02"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":189392487}],"custodyNote":"Miai does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Dooley","title":"President","crd":"1699483"},{"name":"Laurie Moore","title":"Chief Compliance Officer","crd":"2020784"},{"name":"Cynthia Besek","title":"Secretary","crd":"1669039"},{"name":"Andrea Swope","title":"CEO","crd":"5404168"},{"name":"Jonathan Robinson","title":"Chairman of the Board","crd":"4675026"}],"ownership":[{"label":"Maplewood Holdings LLC","detail":"Sole shareholder in the 75% or more ownership band and a control person, since September 2024."},{"label":"Jonathan Robinson","detail":"Chairman of the board in the 25% to 50% ownership band and a control person, since September 2024. Also a member of BP-Maplewood LLC in the 25% to 50% band, since April 2024."},{"label":"BP-Maplewood LLC","detail":"Indirect owner: a member of Maplewood Holdings LLC in the 50% to 75% band and a control person, since September 2024.","parent":"Maplewood Holdings LLC"},{"label":"Blueprint North 1, LLC","detail":"Indirect owner: a member of Maplewood Holdings LLC in the 25% to 50% band and a control person, since September 2024.","parent":"Maplewood Holdings LLC"},{"label":"Brandon Langley","detail":"Indirect owner: a member of BP-Maplewood LLC in the 25% to 50% band, since April 2024.","parent":"BP-Maplewood LLC"},{"label":"Rory Collins","detail":"Indirect owner: a member of Blueprint North 1, LLC in the 25% to 50% band, since August 2022.","parent":"Blueprint North 1, LLC"},{"label":"Tony Hauck","detail":"Indirect owner: a member of Blueprint North 1, LLC in the 25% to 50% band, since August 2022.","parent":"Blueprint North 1, LLC"},{"label":"James Arthaud","detail":"Indirect owner: trustee of James R Arthuad Revocable Trust, since May 2010.","parent":"James R Arthuad Revocable Trust"},{"label":"James R Arthuad Revocable Trust","detail":"Indirect owner: a member of Blueprint North 1, LLC in the 25% to 50% band, since August 2021.","parent":"Blueprint North 1, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"1100 Kenilworth Ave","city":"Charlotte"}]},{"state":"Texas","offices":1,"addresses":[{"street":"12222 Merit DR, Suite 1390","city":"Dallas","headquarters":true}]}],"brochureServices":["divorce planning","education planning","estate planning","insurance","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"214-739-5677","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":43},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"10 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111695/PDF/111695.pdf","brochureDate":"2 December 2025","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997567","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Miai have?","answer":"Miai has 276 clients and manages $213 million for them, as of September 2026. They include 242 individual clients, 32 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Miai offer?","answer":"Miai provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, divorce planning, education planning, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Miai use?","answer":"Miai’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $189M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Miai have?","answer":"Miai has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Miai invest in?","answer":"At the end of its last fiscal year, Miai’s separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities, 13% cash and equivalents, 6% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Miai?","answer":"Miai is owned through a chain of holding companies by Brandon Langley, Rory Collins and Tony Hauck. Its direct owners are Maplewood Holdings LLC (75% or more) and Jonathan Robinson (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Miai get paid?","answer":"Miai is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Miai?","answer":"Miai’s main office is at 12222 Merit DR, Suite 1390, Dallas, TX 75251. Its phone number is 214-739-5677. Its website is maplewoodinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}