Live Oak Wealth Advisory Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Live Oak Wealth Advisory Group reports 98 clients. They include 66 individual clients and 32 high-net-worth individuals. Of its assets, 100.0% ($155M across 293 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 13% |
| High-net-worth individuals | 33% | 87% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 66 | $20.3M | 13.0% | $307K |
| High-net-worth individuals | 32 | $135M | 87.0% | $4.23M |
| Total | 98 | $155M | 100% | $1.59M |
- Clients
- 66
- Regulatory AUM
- $20.3M
- AUM share
- 13.0%
- Avg. per client
- $307K
- Clients
- 32
- Regulatory AUM
- $135M
- AUM share
- 87.0%
- Avg. per client
- $4.23M
Total
- Clients
- 98
- Regulatory AUM
- $155M
- AUM share
- 100%
- Avg. per client
- $1.59M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Live Oak Wealth Advisory Group charges 1.25%–1.75% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable, has a $500 annual minimum and requires an account of at least $5,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-Alone Financial Planning and Consulting
- Stand-alone planning and consulting fees are negotiable, generally $1,250 to $5,000 fixed or $125 to $250 per hour.
Jonathan Solo owns 75% or more of Live Oak Wealth Advisory Group. The leadership team of Live Oak Wealth Advisory Group includes Chief Compliance Officer Jonathan Solo. It has 5 employees, 2 of them in advisory roles.
Leadership
- Jonathan SoloManaging Member and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 2 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Live Oak Wealth Advisory Group, LLC
Jonathan Solo
Control person · since August 2015
Live Oak Wealth Advisory Group’s regulatory assets grew from $125M (March 2022) to $155M (September 2026); clients fell from 113 to 98 and employees rose from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $155M | 98 | 5 | 2 |
| March 2025 | $143M | 114 | 6 | 3 |
| April 2024 | $134M | 111 | 6 | 3 |
| February 2023 | $135M | 116 | 3 | 2 |
| March 2022 | $125M | 113 | 3 | 2 |
Besides its headquarters, Live Oak Wealth Advisory Group has 1 office (1 private residence, listed without an address), with 1 listed address in Texas.
Texas · 1 listed address
- 3730 Kirby Drive, Suite 1200, HoustonHQ
Other business names
Live Oak Wealth Advisory Group has reported 2 other business names to the SEC.
- Jobes Solo Investment Group
- Quantstrat Investments
Contact and registration details
- Legal name
- Live Oak Wealth Advisory Group, LLC
- Headquarters
- 3730 Kirby Drive, Suite 1200, Houston, TX 77030
- Website
- liveoakwag.com
- Phone
- 281-822-9200
- @live-oak-wealth-advisory-group
- SEC file
- 801-122404
- Structure
- Texas LLC
- Fiscal year end
- December
Live Oak Wealth Advisory Group uses Charles Schwab ($155M) as custodian for its separately managed accounts. Live Oak Wealth Advisory Group has custody of $519K in client assets for 1 client.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $155M100%
At year end, Live Oak Wealth Advisory Group’s separately managed accounts were largely in funds (48%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds48%
- Bonds1%
- Cash23%
How many clients does Live Oak Wealth Advisory Group have?
Live Oak Wealth Advisory Group has 98 clients and manages $155 million for them, as of September 2026. They include 66 individual clients and 32 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026
What services does Live Oak Wealth Advisory Group offer?
Live Oak Wealth Advisory Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Live Oak Wealth Advisory Group charge?
Live Oak Wealth Advisory Group charges 1.25%–1.75% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable, has a $500 annual minimum and requires an account of at least $5,000,000.
Source: ADV PART 2A, filed 25 June 2026
Which custodians does Live Oak Wealth Advisory Group use?
Live Oak Wealth Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $155M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026
How many financial advisors does Live Oak Wealth Advisory Group have?
Live Oak Wealth Advisory Group has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Live Oak Wealth Advisory Group invest in?
At the end of its last fiscal year, Live Oak Wealth Advisory Group’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 23% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Live Oak Wealth Advisory Group have a minimum investment?
Yes, Live Oak Wealth Advisory Group’s minimum account size for its Investment Advisory Services is $5M. It charges a $500 annual minimum fee.
Source: ADV PART 2A, filed 25 June 2026
Who owns Live Oak Wealth Advisory Group?
Live Oak Wealth Advisory Group’s direct owner is Jonathan Solo (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026
How does Live Oak Wealth Advisory Group get paid?
Live Oak Wealth Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Live Oak Wealth Advisory Group?
Live Oak Wealth Advisory Group’s main office is at 3730 Kirby Drive, Suite 1200, Houston, TX 77030. Its phone number is 281-822-9200. Its website is liveoakwag.com.