Jonathan Solo has been Managing Member and Chief Compliance Officer of Live Oak Wealth Advisory Group since August 2015, is a control person of the firm and directly owns 75% or more of it. Jonathan Solo holds a Bachelor of Computer Science from the University of North Carolina at Charlotte.
Live Oak Wealth Advisory Group, LLC is a Houston, TX firm with $155M under management, 98 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Jonathan Solo is CEO / Managing Partner of Live Oak Wealth Advisory Group. He has built his career advising high-net-worth families and business owners, with experience in tax planning, trust and estate planning coordination and risk management. Solo started the firm in October 2010, after serving as a financial advisor with RBC Wealth Management beginning in October 2007 and working earlier in the Information Risk Management group of KPMG. He also develops algorithmic and AI-driven quantitative trading strategies.
Jonathan Solo’s longest registration is the current one, 16 years at Live Oak Wealth Advisory Group since 2010. Before joining Live Oak Wealth Advisory Group in 2010, Jonathan Solo was registered through RBC Capital Markets Corporation.
- Whitetip Capital LLC– · 4 yearsRichmond, TX · Adviser representative · Firm CRD 168266
- – present · 16 yearsHouston, TX · Adviser representative · Firm CRD 154962
- RBC Capital Markets Corporation– · 2 yearsHouston, TX · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Jonathan Solo is registered as an investment adviser representative in 2 states. The first approvals date from October 2010; the most recent is Louisiana, in May 2012.
- LouisianaSince 7 May 2012
- TexasSince 15 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 December 2007 |
| Series 7 | General Securities Representative Examination | 1 December 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Scott Solo
- CRD
- 5434243
- Firm
- Live Oak Wealth Advisory Group · CRD 154962
- Role
- Managing Member and Chief Compliance Officer
- Office
- 3730 KIRBY DRIVE, SUITE 1200, Houston, TX 77030
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- liveoakwag.com
Where does Jonathan Solo work?
Jonathan Solo has been Managing Member and Chief Compliance Officer of Live Oak Wealth Advisory Group, LLC since August 2015, and is a control person of the firm.
Is Jonathan Solo a financial advisor?
Yes. Jonathan Solo has a current investment-adviser registration in Louisiana and Texas, through Live Oak Wealth Advisory Group since October 2010.
How many years of experience does Jonathan Solo have?
Jonathan Solo has 18 years in the financial industry, since December 2007, across 3 adviser firms.
What exams has Jonathan Solo passed?
Jonathan Solo has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2007.
Where is Jonathan Solo based?
Jonathan Solo’s registered office is in Houston, TX.
Is Jonathan Solo registered with FINRA?
No. Jonathan Solo has no current broker registration.
How can I verify Jonathan Solo’s record?
Search CRD 5434243 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Solo’s full registration record.