John Robertson has been an investment adviser representative at Live Oak Wealth Advisory Group since June 2013, and is not listed among the firm’s executive officers or direct owners.
Live Oak Wealth Advisory Group, LLC is a Houston, TX firm with $155M under management, 98 clients and 2 advisers across 2 offices, as of its September 2026 filing.
John Robertson’s longest registration is the current one, 13 years at Live Oak Wealth Advisory Group since 2013. Before joining Live Oak Wealth Advisory Group in 2013, John Robertson was registered through Novodyn Advisors LLC.
- – present · 13 yearsAdviser representative · Firm CRD 154962
- Novodyn Advisors LLC– · 1 yearHouston, TX · Adviser representative · Firm CRD 156451
Investment adviser representative registrations
John Robertson is registered as an investment adviser representative in Texas, since June 2013.
- TexasSince 6 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 March 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 2001 |
| Series 7 | General Securities Representative Examination | 6 September 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Michael Robertson
- CRD
- 4412056
- Firm
- Live Oak Wealth Advisory Group · CRD 154962
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does John Robertson work?
John Robertson is an investment adviser representative registered through Live Oak Wealth Advisory Group, LLC since June 2013, and is not listed among the firm’s executive officers or direct owners.
Is John Robertson a financial advisor?
Yes. John Robertson has a current investment-adviser registration in Texas, through Live Oak Wealth Advisory Group since June 2013.
How many years of experience does John Robertson have?
John Robertson has 14 years in the financial industry, since May 2012, across 2 adviser firms.
What exams has John Robertson passed?
John Robertson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2001.
Where did John Robertson work before Live Oak Wealth Advisory Group?
Before Live Oak Wealth Advisory Group, John Robertson was registered through Novodyn Advisors LLC, March 2012 to April 2013.
Is John Robertson registered with FINRA?
No. John Robertson has no current broker registration.
How can I verify John Robertson’s record?
Search CRD 4412056 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Robertson’s full registration record.