William Jobes has been an investment adviser representative at Live Oak Wealth Advisory Group since October 2010, and is not listed among the firm’s executive officers or direct owners.
Live Oak Wealth Advisory Group, LLC is a Houston, TX firm with $155M under management, 98 clients and 2 advisers across 2 offices, as of its September 2026 filing.
William Jobes’ longest registration is the current one, 16 years at Live Oak Wealth Advisory Group since 2010. Before joining Live Oak Wealth Advisory Group in 2010, William Jobes was registered through RBC Capital Markets Corporation.
- – present · 16 yearsSanta Fe, NM · Adviser representative · Firm CRD 154962
- RBC Capital Markets Corporation– · 12 yearsHouston, TX · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
William Jobes is registered as an investment adviser representative in 2 states. The first approvals date from October 2010; the most recent is New Mexico, in June 2015.
- New MexicoSince 10 June 2015
- TexasSince 15 October 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 September 1981 |
| PC | AMEX Put and Call Exam | 31 August 1977 |
| Series 1 | Registered Representative Examination | 26 July 1968 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Representative Examination
- Full name
- William Kenneth Jobes
- CRD
- 258753
- Firm
- Live Oak Wealth Advisory Group · CRD 154962
- Office
- Santa Fe, NM
- Registration
- Investment adviser registration
- In the industry since
- January 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does William Jobes work?
William Jobes is an investment adviser representative registered through Live Oak Wealth Advisory Group, LLC since October 2010, and is not listed among the firm’s executive officers or direct owners.
Is William Jobes a financial advisor?
Yes. William Jobes has a current investment-adviser registration in New Mexico and Texas, through Live Oak Wealth Advisory Group since October 2010.
How many years of experience does William Jobes have?
William Jobes has 28 years in the financial industry, since January 1998, across 2 adviser firms.
What exams has William Jobes passed?
William Jobes has passed 4 licensing exams: the Series 1, PC, Series 63 and Series 65. The earliest, the Series 1, was passed in July 1968.
Where is William Jobes based?
William Jobes’ registered office is in Santa Fe, NM.
Is William Jobes registered with FINRA?
No. William Jobes has no current broker registration.
How can I verify William Jobes’ record?
Search CRD 258753 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Jobes’ full registration record.