{"url":"https://nivawealth.com/firms/live-oak-wealth-advisory-group-154962","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154962","regulatoryAum":155482308,"crd":"154962","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"258753","suffix":"SR","lastName":"JOBES","firstName":"WILLIAM","middleName":"KENNETH"},{"crd":"4412056","suffix":null,"lastName":"ROBERTSON","firstName":"JOHN","middleName":"MICHAEL"},{"crd":"5434243","suffix":null,"lastName":"SOLO","firstName":"JONATHAN","middleName":"SCOTT"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-25","regulatoryAum":125463109,"clients":113,"employees":3,"offices":2},{"filedOn":"2023-02-10","regulatoryAum":134646129,"clients":116,"employees":3,"offices":2},{"filedOn":"2024-04-30","regulatoryAum":133920781,"clients":111,"employees":6,"offices":3},{"filedOn":"2025-03-14","regulatoryAum":143024276,"clients":114,"employees":6,"offices":3},{"filedOn":"2026-09-25","regulatoryAum":155482308,"clients":98,"employees":5,"offices":2}],"secFileNumber":"801-122404","legalName":"Live Oak Wealth Advisory Group, LLC","displayName":"Live Oak Wealth Advisory Group","slug":"live-oak-wealth-advisory-group-154962","website":"https://liveoakwag.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/154962/778fcf8be0d2621d-r1.webp","tone":"light","width":974,"height":200,"sourceUrl":"https://liveoakwag.com/","sourceLabel":"Live OAK Wealth Advisory Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/live-oak-wealth-advisory-group","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3730 Kirby Drive, Suite 1200","city":"Houston","state":"TX","stateName":"Texas","country":"United States","postalCode":"77030"},"tradeNames":["Jobes Solo Investment Group","Quantstrat Investments"],"registration":{"secApproved":"27 September 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1586554.163265306,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":155482308,"discretionary":155482308,"discretionaryAccounts":293,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":66,"regulatoryAum":20257905},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":135224403}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049553","versionId":1049553,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-06-25","documentName":"ADV PART 2A","fee_rate_low":1.25,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":5000000,"feeMinimumPeriod":"annual","fee_minimum_annual":500},{"role":"other","program":"Stand-Alone Financial Planning and Consulting","summary":"Stand-alone planning and consulting fees are negotiable, generally $1,250 to $5,000 fixed or $125 to $250 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049553","versionId":1049553,"submittedOn":"2026-06-25","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:12:00.118141+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049553","versionId":1049553,"submittedOn":"2026-06-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":155482663}],"custodyNote":"Live Oak Wealth Advisory Group has custody of $519K in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Jonathan Solo","title":"Managing Member and Chief Compliance Officer","crd":"5434243"}],"ownership":[{"label":"Jonathan Solo","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since August 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"3730 Kirby Drive, Suite 1200","city":"Houston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-822-9200","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":48},{"label":"Cash and cash equivalents","percent":23}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154962/PDF/154962.pdf","brochureDate":"25 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049553","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Live Oak Wealth Advisory Group have?","answer":"Live Oak Wealth Advisory Group has 98 clients and manages $155 million for them, as of September 2026. They include 66 individual clients and 32 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Live Oak Wealth Advisory Group offer?","answer":"Live Oak Wealth Advisory Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Live Oak Wealth Advisory Group charge?","answer":"Live Oak Wealth Advisory Group charges 1.25%–1.75% a year for its Investment Advisory Services. The fee is billed in advance or in arrears, is negotiable, has a $500 annual minimum and requires an account of at least $5,000,000.","source":"ADV PART 2A, filed 25 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Live Oak Wealth Advisory Group use?","answer":"Live Oak Wealth Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $155M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Live Oak Wealth Advisory Group have?","answer":"Live Oak Wealth Advisory Group has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Live Oak Wealth Advisory Group invest in?","answer":"At the end of its last fiscal year, Live Oak Wealth Advisory Group’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 23% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Live Oak Wealth Advisory Group have a minimum investment?","answer":"Yes, Live Oak Wealth Advisory Group’s minimum account size for its Investment Advisory Services is $5M. It charges a $500 annual minimum fee.","source":"ADV PART 2A, filed 25 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Live Oak Wealth Advisory Group?","answer":"Live Oak Wealth Advisory Group’s direct owner is Jonathan Solo (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Live Oak Wealth Advisory Group get paid?","answer":"Live Oak Wealth Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Live Oak Wealth Advisory Group?","answer":"Live Oak Wealth Advisory Group’s main office is at 3730 Kirby Drive, Suite 1200, Houston, TX 77030. Its phone number is 281-822-9200. Its website is liveoakwag.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}