Jemma Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 251–500 clients last fiscal year.
Jemma Investment Advisors reports 324 clients. They include 238 individual clients, 74 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 77.3% ($108M across 613 accounts) are managed with discretion; $31.7M across 28 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 29% |
| High-net-worth individuals | 23% | 50% |
| Pension and profit-sharing plans | 2% | 17% |
| Corporations and other businesses | 1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 238 | $41M | 29.3% | $172K |
| High-net-worth individuals | 74 | $69.4M | 49.6% | $938K |
| Pension and profit-sharing plans | 8 | $24M | 17.1% | $3M |
| Corporations and other businesses | 4 | $5.46M | 3.9% | $1.36M |
| Total | 324 | $140M | 100% | $432K |
- Clients
- 238
- Regulatory AUM
- $41M
- AUM share
- 29.3%
- Avg. per client
- $172K
- Clients
- 74
- Regulatory AUM
- $69.4M
- AUM share
- 49.6%
- Avg. per client
- $938K
- Clients
- 8
- Regulatory AUM
- $24M
- AUM share
- 17.1%
- Avg. per client
- $3M
- Clients
- 4
- Regulatory AUM
- $5.46M
- AUM share
- 3.9%
- Avg. per client
- $1.36M
Total
- Clients
- 324
- Regulatory AUM
- $140M
- AUM share
- 100%
- Avg. per client
- $432K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Jemma Investment Advisors charges 0.75%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Fee details and sources
Brian Nelson owns 75% or more of Jemma Investment Advisors. The leadership team of Jemma Investment Advisors includes President Katharine Dudley and Chief Compliance Officer Darcy Limanni. It has 5 employees.
Staff
- 5 employees
- 5 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- Owns 75% or more of Jemma Investment Advisors LLC
Brian Nelson
Control person · since March 2022
Jemma Investment Advisors’ regulatory assets grew 3.0× from $46.2M (March 2023) to $140M (July 2026); clients rose from 274 to 324 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $140M | 324 | 5 | 3 |
| Mar 2025March 2025 | $146M | 348 | 5 | 2 |
| Mar 2024March 2024 | $98.8M | 324 | 6 | 2 |
| Mar 2023March 2023 | $46.2M | 274 | 6 | 2 |
Besides its headquarters, Jemma Investment Advisors has 2 offices (1 private residence, listed without an address), with 2 listed addresses across 2 states.
Colorado · 1 listed address
- 4251 Kipling Street, Denver
Maryland · 1 listed address
- 810 Gleneagles Court, Suite 109, BaltimoreHQ
Contact and registration details
- Legal name
- Jemma Investment Advisors LLC
- Headquarters
- 810 Gleneagles Court, Suite 109, Baltimore, MD 21286
- Website
- jemmafinancial.com
- Phone
- 855-662-2121
- @jemma-financial-services
- SEC file
- 801-126937
- Structure
- Maryland LLC
- Fiscal year end
- December
Jemma Investment Advisors has custody of $109M for 303 clients.
At year end, Jemma Investment Advisors’ separately managed accounts were mostly in stocks (65%) and funds (27%).
What the accounts hold
- Stocks65%
- Funds27%
- Bonds2%
- Cash6%
How many clients does Jemma Investment Advisors have?
Jemma Investment Advisors has 324 clients and manages $140 million for them, as of July 2026. They include 238 individual clients, 74 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does Jemma Investment Advisors offer?
Jemma Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Jemma Investment Advisors charge?
Jemma Investment Advisors charges 0.75%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
How many financial advisors does Jemma Investment Advisors have?
Jemma Investment Advisors has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Jemma Investment Advisors invest in?
At the end of its last fiscal year, Jemma Investment Advisors’ separately managed accounts held 65% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Jemma Investment Advisors?
Jemma Investment Advisors’ direct owner is Brian Nelson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does Jemma Investment Advisors get paid?
Jemma Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Jemma Investment Advisors?
Jemma Investment Advisors’ main office is at 810 Gleneagles Court, Suite 109, Baltimore, MD 21286. Its phone number is 855-662-2121. Its website is jemmafinancial.com.
