Stephen Baird has been an investment adviser representative at Jemma Investment Advisors since December 2020, and is not listed among the firm’s executive officers or direct owners.
Jemma Investment Advisors LLC is a Baltimore, MD firm with $140M under management, 324 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Stephen Baird’s longest registration was 6 years at Lord, Abbett & Co. LLC (2008–2014). Before joining Jemma Investment Advisors in 2020, Stephen Baird was registered through Lord, Abbett & Co. LLC.
- Jemma Financial ServicesCurrent– present · 5 yearsBaltimore, MD · Adviser representative · Firm CRD 284198
- Lord, Abbett & Co. LLC– · 6 yearsJersey City, NJ · Adviser representative · Firm CRD 110391
Investment adviser representative registrations
Stephen Baird is registered as an investment adviser representative in 2 states. The first approvals date from December 2020; the most recent is Pennsylvania, in January 2022.
- MarylandSince 14 December 2020
- PennsylvaniaSince 27 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 November 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 2007 |
| Series 7 | General Securities Representative Examination | 6 November 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Edward Baird
- CRD
- 5170645
- Firm
- Jemma Investment Advisors · CRD 284198
- Office
- 810 GLENEAGLES COURT, SUITE 109, Baltimore, MD 21286
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Baird work?
Stephen Baird is an investment adviser representative registered through Jemma Investment Advisors LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Stephen Baird a financial advisor?
Yes. Stephen Baird has a current investment-adviser registration in Maryland and Pennsylvania, through Jemma Investment Advisors since December 2020.
How many years of experience does Stephen Baird have?
Stephen Baird has 19 years in the financial industry, since August 2007, across 2 adviser firms.
What exams has Stephen Baird passed?
Stephen Baird has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 66. The earliest, the Series 7, was passed in November 2006. FINRA credited Stephen Baird with the SIE, which began in October 2018.
Where did Stephen Baird work before Jemma Investment Advisors?
Before Jemma Investment Advisors, Stephen Baird was registered through Lord, Abbett & Co. LLC, July 2008 to October 2014.
Where is Stephen Baird based?
Stephen Baird’s registered office is in Baltimore, MD.
Is Stephen Baird registered with FINRA?
Yes. Stephen Baird has a current broker registration, under CRD 5170645.
Source: FINRA BrokerCheck
How can I verify Stephen Baird’s record?
Search CRD 5170645 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Baird’s full registration record.
