Darcy Limanni has been Chief Compliance Officer of Jemma Investment Advisors since June 2026, is a control person of the firm and directly owns under 5% of it.
Jemma Investment Advisors LLC is a Baltimore, MD firm with $140M under management, 324 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Darcy Limanni is Chief Compliance Officer of Jemma Financial. She has over 18 years of experience in the retail financial services and asset management industries, working in a variety of roles. She serves as CCO, drawing on prior experience working with high-net-worth clients and retail investors.
No adviser firm registrations are on Darcy Limanni’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 31 July 2007 |
| Series 24 | General Securities Principal Examination | 7 August 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 2006 |
| Series 7 | General Securities Representative Examination | 27 December 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Darcy Nicole Limanni
- CRD
- 4919330
- Firm
- Jemma Investment Advisors · CRD 284198
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- jemmafinancial.com
Where does Darcy Limanni work?
Darcy Limanni has been Chief Compliance Officer of Jemma Investment Advisors LLC since June 2026, and is a control person of the firm.
Does Darcy Limanni have a current investment-adviser registration?
Darcy Limanni has a current broker registration and no current investment-adviser registration.
What exams has Darcy Limanni passed?
Darcy Limanni has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 53. The earliest, the Series 7, was passed in December 2005. FINRA credited Darcy Limanni with the SIE, which began in October 2018.
Is Darcy Limanni registered with FINRA?
Yes. Darcy Limanni has a current broker registration, under CRD 4919330.
Source: FINRA BrokerCheck
How can I verify Darcy Limanni’s record?
Search CRD 4919330 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Darcy Limanni’s full registration record.
