Gay Wagner has been an investment adviser representative at Jemma Investment Advisors since October 2021, and is not listed among the firm’s executive officers or direct owners.
Jemma Investment Advisors LLC is a Baltimore, MD firm with $140M under management, 324 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Gay Wagner is Client Advisor of Jemma Financial. She joined Jemma Financial in 2021 and has over 20 years of investment advisory and retirement plan consulting experience. She helps small businesses design and manage their retirement plans and works with plan participants on investment concepts. Previously, she was at Brown Advisory, Northeast Foods and Alex. Brown.
Gay Wagner’s longest registration is the current one, 5 years at Jemma Investment Advisors since 2021. Before joining Jemma Investment Advisors in 2021, Gay Wagner was registered through Merrill Lynch Pierce Fenner & Smith Inc.
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearTowson, MD · Adviser representative · Firm CRD 7691
Professional designations
Listed by Jemma Investment Advisors
- Accredited Investment Fiduciary (AIF®)
- Certified Trust and Fiduciary Advisor (CTFA)
Investment adviser representative registrations
Gay Wagner is registered as an investment adviser representative in 7 states. The first approvals date from October 2021; the most recent is South Carolina, in October 2026.
- ColoradoSince 26 August 2022
- MaineSince 22 December 2022
- MarylandSince 18 October 2021
- New JerseySince 22 December 2022
- PennsylvaniaSince 30 June 2022
- South CarolinaSince 14 October 2026
- TexasSince 30 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 2022 |
| Series 7TO | General Securities Representative Examination | 30 August 2022 |
| SIE | Securities Industry Essentials Examination | 1 July 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 September 2021 |
| Series 66 | Uniform Combined State Law Examination | 24 July 2002 |
| Series 7 | General Securities Representative Examination | 29 April 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gay Graham Wagner
- CRD
- 2368044
- Firm
- Jemma Investment Advisors · CRD 284198
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- jemmafinancial.com
Where does Gay Wagner work?
Gay Wagner is an investment adviser representative registered through Jemma Investment Advisors LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Gay Wagner a financial advisor?
Yes. Gay Wagner has a current investment-adviser registration in Colorado, Maine, Maryland, New Jersey, Pennsylvania, South Carolina and Texas, through Jemma Investment Advisors since October 2021.
How many years of experience does Gay Wagner have?
Gay Wagner has 11 years in the financial industry, since July 2015, across 2 adviser firms.
What exams has Gay Wagner passed?
Gay Wagner has passed 6 licensing exams: the Series 7, Series 66, Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 7, was passed in April 1996.
Where did Gay Wagner work before Jemma Investment Advisors?
Before Jemma Investment Advisors, Gay Wagner was registered through Merrill Lynch Pierce Fenner & Smith Inc., July 2002 to February 2003.
Is Gay Wagner registered with FINRA?
Yes. Gay Wagner has a current broker registration, under CRD 2368044.
Source: FINRA BrokerCheck
How can I verify Gay Wagner’s record?
Search CRD 2368044 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gay Wagner’s full registration record.
