Glazer Capital Management provides portfolio management for individuals and small businesses and pension consulting.
Glazer Capital Management reports 377 clients. They include 190 individual clients, 121 high-net-worth individuals, and 54 pension and profit-sharing plans. Of its assets, 91.9% ($110M across 360 accounts) are managed with discretion; $9.71M across 24 accounts are not. A wrap fee program the firm both sponsors and manages holds $82.1M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 18% |
| High-net-worth individuals | 32% | 48% |
| Pension and profit-sharing plans | 14% | 26% |
| Charitable organizations | 2% | 1% |
| Corporations and other businesses | 2% | 7% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 190 | $21.8M | 18.1% | $115K |
| High-net-worth individuals | 121 | $57.8M | 48.1% | $478K |
| Pension and profit-sharing plans | 54 | $31.2M | 26.0% | $578K |
| Charitable organizations | 6 | $1.25M | 1.0% | $209K |
| Corporations and other businesses | 6 | $8.04M | 6.7% | $1.34M |
| Total | 377 | $120M | 100% | $318K |
- Clients
- 190
- Regulatory AUM
- $21.8M
- AUM share
- 18.1%
- Avg. per client
- $115K
- Clients
- 121
- Regulatory AUM
- $57.8M
- AUM share
- 48.1%
- Avg. per client
- $478K
- Clients
- 54
- Regulatory AUM
- $31.2M
- AUM share
- 26.0%
- Avg. per client
- $578K
- Clients
- 6
- Regulatory AUM
- $1.25M
- AUM share
- 1.0%
- Avg. per client
- $209K
- Clients
- 6
- Regulatory AUM
- $8.04M
- AUM share
- 6.7%
- Avg. per client
- $1.34M
Total
- Clients
- 377
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- $318K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Glazer Capital Management is paid through a percentage of assets under management, subscription fees and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
David Glazer owns 50% to 75% of Glazer Capital Management. The leadership team of Glazer Capital Management includes Chief Compliance Officer Leigh Goldblatt. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- Owns 50% to 75% of Glazer Capital Management, LLC
David Glazer
Control person · since January 2006
- Owns 50% to 75% of Glazer Capital Management, LLC
Maurice Glazer
Control person · since May 2007
Besides its headquarters, Glazer Capital Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 300 N. Coit Road, Suite 1300, RichardsonHQ
Contact and registration details
- Legal name
- Glazer Capital Management, LLC
- Headquarters
- 300 N. Coit Road, Suite 1300, Richardson, TX 75080
- Website
- gfncapitalmgmt.com
- Phone
- 972-385-0007
- SEC file
- 801-136197
- Structure
- Texas LLC
- Fiscal year end
- December
Glazer Capital Management’s named custodian for separately managed accounts is Assetmark ($57.5M). Glazer Capital Management does not have custody of client assets.
- AssetmarkAssetmark · Concord, CA · $57.5M100%
At year end, Glazer Capital Management’s separately managed accounts were mostly in stocks (86%).
What the accounts hold
- Stocks86%
- Bonds9%
- State and local bonds7%
- U.S. government and agency bonds1%
- Sovereign bonds1%
- Cash5%
How many clients does Glazer Capital Management have?
Glazer Capital Management has 377 clients and manages $120 million for them, as of July 2026. They include 190 individual clients, 121 high-net-worth individuals, and 54 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026
What services does Glazer Capital Management offer?
Glazer Capital Management provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Glazer Capital Management use?
Glazer Capital Management’s separately managed account assets are held at Assetmark (Concord, CA), with $57.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026
How many financial advisors does Glazer Capital Management have?
Glazer Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Glazer Capital Management invest in?
At the end of its last fiscal year, Glazer Capital Management’s separately managed accounts held 86% exchange-traded equities, 7% state and local bonds, 5% cash and equivalents, 1% U.S. government and agency bonds and 1% sovereign bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Glazer Capital Management?
Glazer Capital Management’s direct owners are David Glazer (50% to 75%) and Maurice Glazer (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 July 2026
How does Glazer Capital Management get paid?
Glazer Capital Management is paid through a percentage of assets under management, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Glazer Capital Management?
Glazer Capital Management’s main office is at 300 N. Coit Road, Suite 1300, Richardson, TX 75080. Its phone number is 972-385-0007. Its website is gfncapitalmgmt.com.
