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Brandon Moore, portrait

Brandon Moore

Investment adviser representative at Glazer Capital Management in Richardson, TX

Investment adviser and broker registrationsUpdated

Brandon Moore is an investment adviser representative at Glazer Capital Management, LLC, an investment adviser managing $120M, and works from its Richardson, TX office. Brandon Moore has been registered through Glazer Capital Management since 15 June 2009, has 17 years in the industry across 1 firm and has passed the Series 7 and Series 66.

17
Years in industry
17
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Brandon Moore has been an investment adviser representative at Glazer Capital Management since June 2009, and is not listed among the firm’s executive officers or direct owners.

Glazer Capital Management, LLC is a Richardson, TX firm with $120M under management, 377 clients and 4 advisers in one office, as of its July 2026 filing.

Brandon Moore is Investment Advisory Representative of GFN Capital Management. He works with high net worth clients to establish and maintain retirement goals and has over 10 years of experience in the industry.

  1. – present · 17 years
    Richardson, TX · Adviser representative · Firm CRD 139403

Credentials and registrations

Investment adviser representative registrations

Brandon Moore is registered as an investment adviser representative in Texas, since June 2009.

  • TexasSince 15 June 2009

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 668 December 2008
Name
Uniform Combined State Law Examination
Series 717 November 2008
Name
General Securities Representative Examination

Key facts

Full name
Brandon A Moore
CRD
5447752
Firm
Glazer Capital Management · CRD 139403
Office
300 N. COIT ROAD, SUITE 1300, Richardson, TX 75080
Registration
Investment adviser and broker registrations
In the industry since
November 2008
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Brandon Moore work?

Brandon Moore is an investment adviser representative registered through Glazer Capital Management, LLC since June 2009, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Brandon Moore a financial advisor?

Yes. Brandon Moore has a current investment-adviser registration in Texas, through Glazer Capital Management since June 2009.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Brandon Moore have?

Brandon Moore has 17 years in the financial industry, since November 2008, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Brandon Moore passed?

Brandon Moore has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2008. FINRA credited Brandon Moore with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Brandon Moore based?

Brandon Moore’s registered office is in Richardson, TX.

Source: IAPD individual record, checked 22 October 2026

Is Brandon Moore registered with FINRA?

Yes. Brandon Moore has a current broker registration, under CRD 5447752.

Source: FINRA BrokerCheck

How can I verify Brandon Moore’s record?

Search CRD 5447752 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brandon Moore’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Glazer Capital Management

Sources

  1. IAPD individual record, CRD 5447752, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Glazer Capital Management, LLC, filed 7 July 2026. Executive officers and direct owners; this person is not among them.
  3. Glazer Capital Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.