Leigh Goldblatt has been Chief Compliance Officer of Glazer Capital Management since October 2007, is a control person of the firm and directly owns under 5% of it.
Glazer Capital Management, LLC is a Richardson, TX firm with $120M under management, 377 clients and 4 advisers in one office, as of its July 2026 filing.
Leigh Goldblatt is Chief Compliance Officer of GFN Capital Management. He works with business owners and private clients, primarily on developing retirement plans, retirement planning and business consulting. He has over twenty years of experience in the financial services industry.
Leigh Goldblatt’s longest registration is the current one, 20 years at Glazer Capital Management since 2006. Before joining Glazer Capital Management in 2006, Leigh Goldblatt was registered through FSC Securities Corporation.
- GFN Capital ManagementCurrent– present · 20 yearsRichardson, TX · Adviser representative · Firm CRD 139403
- FSC Securities Corporation– · 1 yearDallas, TX · Adviser representative · Firm CRD 7461
Professional designations
Listed by Glazer Capital Management
- Retirement Income Certified Professional (RICP®)
- Chartered Retirement Plan Specialist (CRPS®)
Investment adviser representative registrations
Leigh Goldblatt is registered as an investment adviser representative in Texas, since August 2006.
- TexasSince 28 August 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 November 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 June 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 December 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 December 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Leigh Jay Goldblatt
- CRD
- 4476941
- Firm
- Glazer Capital Management · CRD 139403
- Role
- Chief Compliance Officer
- Office
- 300 N. COIT ROAD, SUITE 1300, Richardson, TX 75080
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- gfncapitalmgmt.com
Where does Leigh Goldblatt work?
Leigh Goldblatt has been Chief Compliance Officer of Glazer Capital Management, LLC since October 2007, and is a control person of the firm.
Is Leigh Goldblatt a financial advisor?
Yes. Leigh Goldblatt has a current investment-adviser registration in Texas, through Glazer Capital Management since August 2006.
How many years of experience does Leigh Goldblatt have?
Leigh Goldblatt has 24 years in the financial industry, since December 2001, across 2 adviser firms.
What exams has Leigh Goldblatt passed?
Leigh Goldblatt has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in December 2001. FINRA credited Leigh Goldblatt with the SIE, which began in October 2018.
Where did Leigh Goldblatt work before Glazer Capital Management?
Before Glazer Capital Management, Leigh Goldblatt was registered through FSC Securities Corporation, September 2004 to June 2006.
Where is Leigh Goldblatt based?
Leigh Goldblatt’s registered office is in Richardson, TX.
Is Leigh Goldblatt registered with FINRA?
Yes. Leigh Goldblatt has a current broker registration, under CRD 4476941.
Source: FINRA BrokerCheck
How can I verify Leigh Goldblatt’s record?
Search CRD 4476941 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Leigh Goldblatt’s full registration record.
