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David Glazer, portrait

David Glazer

Managing Member at Glazer Capital Management

Broker registration; no current adviser registrationUpdated

David Glazer is Managing Member of Glazer Capital Management, LLC, a Richardson investment adviser managing $120M. David Glazer has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 63 and Series 7.

3
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

David Glazer has been Managing Member of Glazer Capital Management since January 2006, is a control person of the firm and directly owns between 50% and 75% of it.

Glazer Capital Management, LLC is a Richardson, TX firm with $120M under management, 377 clients and 4 advisers in one office, as of its July 2026 filing.

David Glazer is President and Chief Operating Officer of Glazer Financial Network, GFN Capital Management, Doctors Resource Services, The Pension Specialists and Glazer Property & Casualty. Glazer has over twenty years of experience as COO managing the GFN properties.

No adviser firm registrations are on David Glazer’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 716 March 1999
Name
General Securities Representative Examination
Series 6323 January 1995
Name
Uniform Securities Agent State Law Examination
Series 617 November 1994
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
David Scott Glazer
CRD
2494848
Firm
Glazer Capital Management · CRD 139403
Role
Managing Member
Registration
Broker registration; no current adviser registration
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does David Glazer work?

David Glazer has been Managing Member of Glazer Capital Management, LLC since January 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 July 2026

Does David Glazer have a current investment-adviser registration?

David Glazer has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 22 October 2026

What exams has David Glazer passed?

David Glazer has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in November 1994. FINRA credited David Glazer with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Is David Glazer registered with FINRA?

Yes. David Glazer has a current broker registration, under CRD 2494848.

Source: FINRA BrokerCheck

How can I verify David Glazer’s record?

Search CRD 2494848 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Glazer’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Glazer Capital Management

Sources

  1. IAPD individual record, CRD 2494848, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Glazer Capital Management, LLC, filed 7 July 2026. Title, control and ownership bands.
  3. Glazer Capital Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.