Maurice Glazer has been Managing Member of Glazer Capital Management since May 2007, is a control person of the firm and directly owns between 50% and 75% of it.
Glazer Capital Management, LLC is a Richardson, TX firm with $120M under management, 377 clients and 4 advisers in one office, as of its July 2026 filing.
Maurice M. Glazer is Chief Executive Officer of Glazer Financial Network. He has been a financial advisor for over 40 years. He has been a featured speaker at medical associations in Illinois, Texas, Oklahoma and hospital organizations throughout the U.S., including Baylor and Methodist, covering topics on Qualified Plans and on Creating Your Net Worth.
Maurice Glazer’s longest registration is the current one, 20 years at Glazer Capital Management since 2006. Before joining Glazer Capital Management in 2006, Maurice Glazer was registered through FSC Securities Corporation and Ifg Advisory Services Inc.
- GFN Capital ManagementCurrent– present · 20 yearsRichardson, TX · Adviser representative · Firm CRD 139403
- FSC Securities Corporation– · 3 yearsDallas, TX · Adviser representative · Firm CRD 7461
- Ifg Advisory Services Inc– · 8 yearsDallas, TX · Adviser representative · Firm CRD 105316
Investment adviser representative registrations
Maurice Glazer is registered as an investment adviser representative in Texas, since August 2006.
- TexasSince 1 August 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 24 March 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 September 1995 |
| Series 24 | General Securities Principal Examination | 24 April 1995 |
| Series 7 | General Securities Representative Examination | 19 April 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 March 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Maurice Myron Glazer
- CRD
- 1241206
- Firm
- Glazer Capital Management · CRD 139403
- Role
- Managing Member
- Office
- 300 N. COIT ROAD, SUITE 1300, Richardson, TX 75080
- Registration
- Investment adviser registration
- In the industry since
- May 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gfncapitalmgmt.com
Where does Maurice Glazer work?
Maurice Glazer has been Managing Member of Glazer Capital Management, LLC since May 2007, and is a control person of the firm.
Is Maurice Glazer a financial advisor?
Yes. Maurice Glazer has a current investment-adviser registration in Texas, through Glazer Capital Management since August 2006.
How many years of experience does Maurice Glazer have?
Maurice Glazer has 42 years in the financial industry, since May 1984, across 3 adviser firms.
What exams has Maurice Glazer passed?
Maurice Glazer has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 65 and Series 51. The earliest, the Series 6, was passed in March 1984. FINRA credited Maurice Glazer with the SIE, which began in October 2018.
Where did Maurice Glazer work before Glazer Capital Management?
Before Glazer Capital Management, Maurice Glazer was registered through FSC Securities Corporation, December 2002 to June 2006; Ifg Advisory Services Inc, October 1994 to November 2002.
Where is Maurice Glazer based?
Maurice Glazer’s registered office is in Richardson, TX.
Is Maurice Glazer registered with FINRA?
No. Maurice Glazer has no current broker registration.
How can I verify Maurice Glazer’s record?
Search CRD 1241206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maurice Glazer’s full registration record.
