Cypress Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters. Financial planning was provided to 26–50 clients last fiscal year.
Cypress Capital reports 663 clients. They include 550 individual clients, 107 high-net-worth individuals, and 6 corporations and other businesses. Of its assets, 100.0% ($426M across 1,547 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $42.8M. It advised 11 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 42% |
| High-net-worth individuals | 16% | 57% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 550 | $177M | 41.6% | $323K |
| High-net-worth individuals | 107 | $241M | 56.5% | $2.25M |
| Pension and profit-sharing plans | Fewer than 5 | $2.58M | 0.6% | — |
| Corporations and other businesses | 6 | $5.18M | 1.2% | $864K |
| Total | 663 | $426M | 100% | — |
- Clients
- 550
- Regulatory AUM
- $177M
- AUM share
- 41.6%
- Avg. per client
- $323K
- Clients
- 107
- Regulatory AUM
- $241M
- AUM share
- 56.5%
- Avg. per client
- $2.25M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.58M
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- 6
- Regulatory AUM
- $5.18M
- AUM share
- 1.2%
- Avg. per client
- $864K
Total
- Clients
- 663
- Regulatory AUM
- $426M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 11
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Cypress Capital charges up to 1.40% a year for its Portfolio management fees. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consolidated reporting
- Consolidated reporting for unmanaged accounts is $12.50 per account, paid quarterly in advance.
- Estate distribution services
- Estate distribution services are charged up to $2,500, depending on complexity, payable when the services are concluded.
- Financial planning
- Financial planning is a fixed fee of up to $2,500, or included at no added charge with portfolio management, depending on the adviser.
Mark Dodson owns 50% to 75% of Cypress Capital. The leadership team of Cypress Capital includes Chief Compliance Officer Laura Brooks. It has 12 employees, 7 of them in advisory roles.
Staff
- 12 employees
- 7 in advisory functions
- 8 state-registered reps
- 4 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Cypress Capital, LLC
Mark Dodson
Control person · since April 2014
- Owns 50% to 75% of Cypress Capital, LLC
Michael Brooks
Control person · since April 2014
Cypress Capital’s regulatory assets grew from $309M (March 2021) to $426M (March 2026); clients fell from 726 to 663 and employees rose from 11 to 12. In 2018, Hays Advisory joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $426M | 663 | 12 | 2 |
| Jun 2025June 2025 | $414M | 696 | 12 | 2 |
| Jul 2024July 2024 | $401M | 617 | 12 | 1 |
| Mar 2023March 2023 | $399M | 1,566 | 11 | 1 |
| Mar 2022March 2022 | $359M | 1,211 | 11 | 1 |
| Mar 2021March 2021 | $309M | 726 | 11 | 1 |
Firms that joined
20181 joined
- Hays AdvisoryNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Cypress Capital has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Tennessee · 1 listed address
- 436 Main Street, Suite 205, FranklinHQ
Other business names
Cypress Capital has reported 1 other business name to the SEC.
- JP2 Management
Contact and registration details
- Legal name
- Cypress Capital, LLC
- Headquarters
- 436 Main Street, Suite 205, Franklin, TN 37064
- Website
- cypresscapital.com
- Phone
- 615-467-6075
- @CYPRESS-CAPITAL-llc
- SEC file
- 801-79771
- Structure
- Tennessee LLC
- Fiscal year end
- December
Cypress Capital’s named custodian for separately managed accounts is Charles Schwab ($299M). Cypress Capital has custody of $30.9M for 119 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $299M100%
At year end, Cypress Capital’s separately managed accounts were mostly in funds (64%) and stocks (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $370M across 113 positions; the largest are Vanguard Index Fds (13.5%), iShares TR (9.8%) and Vanguard Instl Index FD (9.3%).
What the accounts hold
- Stocks28%
- Funds64%
- Bonds1%
- Cash6%
- Other1%
- Options, limited partnerships, warrants/rights1%
How many clients does Cypress Capital have?
Cypress Capital has 663 clients and manages $426 million for them, as of March 2026. They include 550 individual clients, 107 high-net-worth individuals, and 6 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Cypress Capital offer?
Cypress Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Cypress Capital charge?
Cypress Capital charges up to 1.40% a year for its Portfolio management fees. The fee is billed in advance and is negotiable.
Which custodians does Cypress Capital use?
Cypress Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $299M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Cypress Capital have?
Cypress Capital has 8 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cypress Capital invest in?
At the end of its last fiscal year, Cypress Capital’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 6% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Options, Limited Partnerships, Warrants/Rights.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cypress Capital?
Cypress Capital’s direct owners are Mark Dodson (50% to 75%) and Michael Brooks (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Cypress Capital get paid?
Cypress Capital is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cypress Capital?
Cypress Capital’s main office is at 436 Main Street, Suite 205, Franklin, TN 37064. Its phone number is 615-467-6075. Its website is cypresscapital.com.