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Laura Brooks

Chief Compliance Officer at Cypress Capital

Firm officerUpdated

Laura Brooks has been Chief Compliance Officer of Cypress Capital, LLC, a Franklin, TN investment adviser managing $426M, since January 2025.

1
Years in role
$426M
Firm AUM
663
Firm clients
7
Firm advisers

From Form ADV filed 18 March 2026Form ADV

Career

Laura Brooks is a control person of Cypress Capital and directly owns under 5% of it.

Cypress Capital is an investment adviser based in Franklin, TN, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $426 million, as filed on 18 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
4100890
Firm
Cypress Capital · CRD 171266
Role
Chief Compliance Officer
In role since
January 2025 · 1 year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Franklin, TN
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Laura Brooks work?

Laura Brooks has been Chief Compliance Officer of Cypress Capital, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 March 2026

How can I verify Laura Brooks’ record?

Laura Brooks’ role is listed on Cypress Capital, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 171266.

Source: Form ADV, Schedule A, filed 18 March 2026

Leadership at Cypress Capital

Sources

  1. IAPD individual lookup, CRD 4100890, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Cypress Capital, LLC, filed 18 March 2026. Title, control and ownership bands.