Michael Brooks has held the title Member at Cypress Capital since April 2014, is a control person of the firm and directly owns between 50% and 75% of it.
Cypress Capital, LLC is a Franklin, TN firm with $426M under management, 663 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Michael Brooks’ longest registration is the current one, 12 years at Cypress Capital since 2014. Before joining Cypress Capital in 2014, Michael Brooks was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- Cypress Capital, LLCCurrent– present · 12 yearsFranklin, TN · Adviser representative · Firm CRD 171266
- Morgan Stanley– · 5 yearsFranklin, TN · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsFranklin, TN · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 3 yearsNashville, TN · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Michael Brooks is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2014; the most recent is Louisiana, in January 2017.
- LouisianaSince 20 January 2017
- TennesseeSince 11 June 2014
- TexasResidentSince 5 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 23 January 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 7 January 2004 |
| Series 31 | Futures Managed Funds Examination | 6 June 2003 |
| Series 66 | Uniform Combined State Law Examination | 22 June 2000 |
| Series 7 | General Securities Representative Examination | 18 May 2000 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Preston Brooks
- CRD
- 4143729
- Firm
- Cypress Capital · CRD 171266
- Role
- Member
- Office
- 436 MAIN STREET, SUITE 205, Franklin, TN 37064
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Brooks work?
Michael Brooks has held the title Member at Cypress Capital, LLC since April 2014, and is a control person of the firm.
Is Michael Brooks a financial advisor?
Yes. Michael Brooks has a current investment-adviser registration in Louisiana, Tennessee and Texas, through Cypress Capital since June 2014.
How many years of experience does Michael Brooks have?
Michael Brooks has 22 years in the financial industry, since January 2004, across 4 adviser firms.
What exams has Michael Brooks passed?
Michael Brooks has passed 5 licensing exams: the Series 7, Series 66, Series 31, Series 9 and Series 10. The earliest, the Series 7, was passed in May 2000.
Where did Michael Brooks work before Cypress Capital?
Before Cypress Capital, Michael Brooks was registered through Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, January 2004 to April 2007.
Where is Michael Brooks based?
Michael Brooks’ registered office is in Franklin, TN.
Is Michael Brooks registered with FINRA?
No. Michael Brooks has no current broker registration.
How can I verify Michael Brooks’ record?
Search CRD 4143729 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Brooks’ full registration record.