Joseph Pessetto has been an investment adviser representative at Cypress Capital since January 2025, and is not listed among the firm’s executive officers or direct owners. Joseph Pessetto holds a Bachelor's degree in Liberal Arts from Columbia University.
Cypress Capital, LLC is a Franklin, TN firm with $426M under management, 663 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Joseph Pessetto is Principal of JP2 Management, a d/b/a of Cypress Capital, LLC, based in Raleigh, North Carolina. Pessetto began as a margin clerk in the back office of First Albany Corporation in 1997. In 1998 he moved to Washington, DC and began his financial business with A.G. Edwards, a predecessor firm to Wells Fargo Advisors, before moving to JP2 Management, a firm he started.
Joseph Pessetto’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2008–2018). Before joining Cypress Capital in 2025, Joseph Pessetto was registered through Cypress Capital Advisors, LLC and Wells Fargo Clearing Services, LLC.
- Cypress Capital, LLCCurrent– present · 1 yearRaleigh, NC · Adviser representative · Firm CRD 171266
- Cypress Capital Advisors, LLC– · 6 yearsRaleigh, NC · Adviser representative · Firm CRD 288944
- Wells Fargo Clearing Services, LLC– · 10 yearsWashington, DC · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 8 yearsWashington, DC · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Joseph Pessetto is registered as an investment adviser representative in North Carolina, since January 2025.
- North CarolinaSince 7 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 6 November 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 1998 |
| Series 7 | General Securities Representative Examination | 18 August 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Patrick Pessetto
- CRD
- 3083013
- Firm
- Cypress Capital · CRD 171266
- Office
- Raleigh, NC
- Registration
- Investment adviser registration
- In the industry since
- August 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jp2management.com
Where does Joseph Pessetto work?
Joseph Pessetto is an investment adviser representative registered through Cypress Capital, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Pessetto a financial advisor?
Yes. Joseph Pessetto has a current investment-adviser registration in North Carolina, through Cypress Capital since January 2025.
How many years of experience does Joseph Pessetto have?
Joseph Pessetto has 28 years in the financial industry, since August 1998, across 4 adviser firms.
What exams has Joseph Pessetto passed?
Joseph Pessetto has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in August 1998. FINRA credited Joseph Pessetto with the SIE, which began in October 2018.
Where did Joseph Pessetto work before Cypress Capital?
Before Cypress Capital, Joseph Pessetto was registered through Cypress Capital Advisors, LLC (CRD 288944), September 2018 to January 2025; Wells Fargo Clearing Services, LLC, January 2008 to September 2018; A. G. Edwards & Sons, Inc., September 1999 to January 2008.
Where is Joseph Pessetto based?
Joseph Pessetto’s registered office is in Raleigh, NC.
Is Joseph Pessetto registered with FINRA?
No. Joseph Pessetto has no current broker registration.
How can I verify Joseph Pessetto’s record?
Search CRD 3083013 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Pessetto’s full registration record.