{"url":"https://nivawealth.com/firms/cypress-capital-171266","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171266","regulatoryAum":426048161,"crd":"171266","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2638266","suffix":"JR","lastName":"BEVINS","firstName":"WILLIAM","middleName":"RAY"},{"crd":"4143729","suffix":null,"lastName":"BROOKS","firstName":"MICHAEL","middleName":"PRESTON"},{"crd":"3173377","suffix":null,"lastName":"DODSON","firstName":"MARK","middleName":"TOMAS"},{"crd":"2247967","suffix":null,"lastName":"HAYS","firstName":"JEFFREY","middleName":"DAVID"},{"crd":"1418497","suffix":null,"lastName":"HAYS","firstName":"KEITH","middleName":"ALAN"},{"crd":"5176894","suffix":null,"lastName":"LUTHER","firstName":"BRETT","middleName":"LEE"},{"crd":"4365568","suffix":null,"lastName":"LUTHER","firstName":"LEIGH","middleName":"ANN"},{"crd":"3083013","suffix":null,"lastName":"PESSETTO","firstName":"JOSEPH","middleName":"PATRICK"},{"crd":"4714842","suffix":null,"lastName":"WALKER","firstName":"ROBERT","middleName":"OWEN"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":308813751,"clients":726,"employees":11,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":359387124,"clients":1211,"employees":11,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":398868300,"clients":1566,"employees":11,"offices":1},{"filedOn":"2024-07-17","regulatoryAum":400994432,"clients":617,"employees":12,"offices":1},{"filedOn":"2025-06-19","regulatoryAum":413509631,"clients":696,"employees":12,"offices":2},{"filedOn":"2026-03-18","regulatoryAum":426048161,"clients":663,"employees":12,"offices":2}],"acquisitions":[{"date":"2018-12-31","datePrecision":"day","name":"Hays Advisory","crd":"113713","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/113713"}],"secFileNumber":"801-79771","legalName":"Cypress Capital, LLC","displayName":"Cypress Capital","slug":"cypress-capital-171266","website":"https://cypresscapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/171266/ee1224fad5d9e404-r1.webp","tone":"light","width":508,"height":200,"sourceUrl":"https://www.cypresscapital.com/","sourceLabel":"Cypress Capital, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"HTTPS://WWW.LINKEDIN.COM/company/CYPRESS-CAPITAL-llc","xUrl":"https://x.com/Cypress_Capital","founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"436 Main Street, Suite 205","city":"Franklin","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37064"},"tradeNames":["JP2 Management"],"registration":{"secApproved":"23 May 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":636656.3181126332,"staff":{"employees":12,"advisory":7,"brokerDealerReps":0,"insuranceAgents":4,"promoters":1},"aum":{"regulatory":426048161,"discretionary":426048161,"discretionaryAccounts":1547,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":42771599,"nonUsClientsPct":0,"nonAumClients":11},"clientTypes":[{"label":"Individuals (other than HNW)","clients":550,"regulatoryAum":177435525},{"label":"High-net-worth individuals","clients":107,"regulatoryAum":240847676},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":2580784},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":5184176}],"feePrograms":[{"role":"main","program":"Portfolio management fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","versionId":1021305,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-18","documentName":"CYPRESS CAPITAL, LLC ADV 2A","fee_rate_low":null,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consolidated reporting","summary":"Consolidated reporting for unmanaged accounts is $12.50 per account, paid quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","versionId":1021305,"submittedOn":"2026-03-18","documentName":"CYPRESS CAPITAL, LLC ADV 2A"},{"role":"other","program":"Estate distribution services","summary":"Estate distribution services are charged up to $2,500, depending on complexity, payable when the services are concluded.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","versionId":1021305,"submittedOn":"2026-03-18","documentName":"CYPRESS CAPITAL, LLC ADV 2A"},{"role":"other","program":"Financial planning","summary":"Financial planning is a fixed fee of up to $2,500, or included at no added charge with portfolio management, depending on the adviser.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","versionId":1021305,"submittedOn":"2026-03-18","documentName":"CYPRESS CAPITAL, LLC ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:57:24.735765+00:00","documents":[{"name":"CYPRESS CAPITAL, LLC ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","versionId":1021305,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":298631339}],"custodyNote":"Cypress Capital has custody of $30.9M for 119 clients.","otherCustodians":[],"leadership":[{"name":"Laura Brooks","title":"Chief Compliance Officer","crd":"4100890"},{"name":"Michael Brooks","title":"Member","crd":"4143729"},{"name":"Mark Dodson","title":"Member","crd":"3173377"}],"ownership":[{"label":"Mark Dodson","detail":"Member in the 50% to 75% ownership band and a control person, since April 2014."},{"label":"Michael Brooks","detail":"Member in the 50% to 75% ownership band and a control person, since April 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"436 Main Street, Suite 205","city":"Franklin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-467-6075","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Subscription fees","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":1,"detail":"Options, Limited Partnerships, Warrants/Rights"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/171266/PDF/171266.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021305","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cypress Capital have?","answer":"Cypress Capital has 663 clients and manages $426 million for them, as of March 2026. They include 550 individual clients, 107 high-net-worth individuals, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cypress Capital offer?","answer":"Cypress Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cypress Capital charge?","answer":"Cypress Capital charges up to 1.40% a year for its Portfolio management fees. The fee is billed in advance and is negotiable.","source":"CYPRESS CAPITAL, LLC ADV 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cypress Capital use?","answer":"Cypress Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $299M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cypress Capital have?","answer":"Cypress Capital has 8 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cypress Capital invest in?","answer":"At the end of its last fiscal year, Cypress Capital’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 6% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Options, Limited Partnerships, Warrants/Rights.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cypress Capital?","answer":"Cypress Capital’s direct owners are Mark Dodson (50% to 75%) and Michael Brooks (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cypress Capital get paid?","answer":"Cypress Capital is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cypress Capital?","answer":"Cypress Capital’s main office is at 436 Main Street, Suite 205, Franklin, TN 37064. Its phone number is 615-467-6075. Its website is cypresscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/cypress-capital-171266/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-17","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1729939/000172993926000003/0001729939-26-000003-index.html","totalValue":369906753,"positionCount":113,"top10Share":0.5991900450652221,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":49884176,"shares":134808,"shareType":"SH","priorValue":44430414,"priorShares":138494},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":36384923,"shares":361428,"shareType":"SH","priorValue":37070548,"priorShares":368275},{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":34402044,"shares":454572,"shareType":"SH","priorValue":35122457,"priorShares":464276},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 ETF","cusip":"78468R663","value":34395031,"shares":375328,"shareType":"SH","priorValue":34389314,"priorShares":375265},{"issuer":"ISHARES TR","titleOfClass":"TIPS BD ETF","cusip":"464287176","value":17659010,"shares":161373,"shareType":"SH","priorValue":17945311,"priorShares":162607},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHORT TERM TREAS","cusip":"92206C102","value":12585974,"shares":216254,"shareType":"SH","priorValue":12791289,"priorShares":218505},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":9938185,"shares":13308,"shareType":"SH","priorValue":8709386,"priorShares":13392},{"issuer":"ETFS GOLD TR","titleOfClass":"PHYSCL GOLD SHS","cusip":"00326A104","value":9760348,"shares":255306,"shareType":"SH","priorValue":11616549,"priorShares":260344},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8359875,"shares":28891,"shareType":"SH","priorValue":7464413,"priorShares":29412},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":8274878,"shares":37970,"shareType":"SH","priorValue":7327481,"priorShares":37347}],"positionsListed":113,"positions":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":49884176,"shares":134808,"shareType":"SH","priorValue":44430414,"priorShares":138494},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":36384923,"shares":361428,"shareType":"SH","priorValue":37070548,"priorShares":368275},{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":34402044,"shares":454572,"shareType":"SH","priorValue":35122457,"priorShares":464276},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 ETF","cusip":"78468R663","value":34395031,"shares":375328,"shareType":"SH","priorValue":34389314,"priorShares":375265},{"issuer":"ISHARES TR","titleOfClass":"TIPS BD ETF","cusip":"464287176","value":17659010,"shares":161373,"shareType":"SH","priorValue":17945311,"priorShares":162607},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHORT TERM TREAS","cusip":"92206C102","value":12585974,"shares":216254,"shareType":"SH","priorValue":12791289,"priorShares":218505},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":9938185,"shares":13308,"shareType":"SH","priorValue":8709386,"priorShares":13392},{"issuer":"ETFS GOLD TR","titleOfClass":"PHYSCL GOLD SHS","cusip":"00326A104","value":9760348,"shares":255306,"shareType":"SH","priorValue":11616549,"priorShares":260344},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8359875,"shares":28891,"shareType":"SH","priorValue":7464413,"priorShares":29412},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":8274878,"shares":37970,"shareType":"SH","priorValue":7327481,"priorShares":37347},{"issuer":"PROSHARES TR","titleOfClass":"S&P 500 DV ARIST","cusip":"74348A467","value":7573505,"shares":134856,"shareType":"SH","priorValue":7065427,"priorShares":66649},{"issuer":"RBB FD INC","titleOfClass":"F/M US TREASURY","cusip":"74933W452","value":5970658,"shares":119748,"shareType":"SH","priorValue":5263892,"priorShares":105573},{"issuer":"WISDOMTREE TR","titleOfClass":"FLOATNG RAT TREA","cusip":"97717Y527","value":5571773,"shares":110661,"shareType":"SH","priorValue":5724473,"priorShares":113716},{"issuer":"ISHARES INC","titleOfClass":"MSCI EMRG CHN","cusip":"46434G764","value":4540224,"shares":44381,"shareType":"SH","priorValue":3510281,"priorShares":44626},{"issuer":"ISHARES TR","titleOfClass":"HDG MSCI EAFE","cusip":"46434V803","value":4387936,"shares":93510,"shareType":"SH","priorValue":4003138,"priorShares":94203},{"issuer":"VANGUARD STAR FDS","titleOfClass":"VG TL INTL STK F","cusip":"921909768","value":4334326,"shares":50700,"shareType":"SH","priorValue":3934488,"priorShares":51024},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":4111435,"shares":9488,"shareType":"SH","priorValue":3123068,"priorShares":14617},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":3957158,"shares":11073,"shareType":"SH","priorValue":3271858,"priorShares":11378},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":3513901,"shares":13964,"shareType":"SH","priorValue":3231466,"priorShares":14858},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":3434261,"shares":29238,"shareType":"SH","priorValue":3110429,"priorShares":40088},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":3389987,"shares":12055,"shareType":"SH","priorValue":3009999,"priorShares":12418},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":3197080,"shares":24880,"shareType":"SH","priorValue":3083153,"priorShares":25631},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":3086384,"shares":11347,"shareType":"SH"},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":2998180,"shares":7036,"shareType":"SH","priorValue":2597757,"priorShares":7263},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":2937517,"shares":8112,"shareType":"SH","priorValue":2942522,"priorShares":8363},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":2790966,"shares":7899,"shareType":"SH","priorValue":2391273,"priorShares":8336},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":2709979,"shares":7174,"shareType":"SH","priorValue":2800756,"priorShares":9049},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":2690512,"shares":7842,"shareType":"SH","priorValue":2432730,"priorShares":8049},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":2629229,"shares":7455,"shareType":"SH","priorValue":2507128,"priorShares":7623},{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":2580792,"shares":27970,"shareType":"SH","priorValue":2702489,"priorShares":28756},{"issuer":"BRISTOL-MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":2575902,"shares":44705,"shareType":"SH","priorValue":2793600,"priorShares":46061},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":2513313,"shares":4933,"shareType":"SH","priorValue":3068013,"priorShares":5076},{"issuer":"KROGER CO","titleOfClass":"COM","cusip":"501044101","value":2503237,"shares":45079,"shareType":"SH","priorValue":3350847,"priorShares":46308},{"issuer":"PGIM ETF TR","titleOfClass":"PGIM ULTRA SH BD","cusip":"69344A107","value":2487823,"shares":50208,"shareType":"SH","priorValue":2359302,"priorShares":47663},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":2486402,"shares":24331,"shareType":"SH","priorValue":2272010,"priorShares":25360},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":2390351,"shares":25276,"shareType":"SH","priorValue":2460061,"priorShares":25776},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":2302248,"shares":15700,"shareType":"SH","priorValue":2323895,"priorShares":16089},{"issuer":"MEDTRONIC PLC","titleOfClass":"SHS","cusip":"G5960L103","value":2295034,"shares":29337,"shareType":"SH","priorValue":2600886,"priorShares":30016},{"issuer":"NETAPP INC","titleOfClass":"COM","cusip":"64110D104","value":2249901,"shares":14538,"shareType":"SH","priorValue":2152647,"priorShares":21024},{"issuer":"MCDONALDS CORP","titleOfClass":"COM","cusip":"580135101","value":2149235,"shares":7951,"shareType":"SH","priorValue":2548789,"priorShares":8201},{"issuer":"LOWES COS INC","titleOfClass":"COM","cusip":"548661107","value":2148675,"shares":9745,"shareType":"SH","priorValue":2370597,"priorShares":10033},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":2041913,"shares":14935,"shareType":"SH","priorValue":2605299,"priorShares":15356},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"STRM INFPROIDX","cusip":"922020805","value":1932398,"shares":38471,"shareType":"SH","priorValue":1953195,"priorShares":39103},{"issuer":"TOLL BROTHERS INC","titleOfClass":"COM","cusip":"889478103","value":1905993,"shares":11569,"shareType":"SH"},{"issuer":"TAPESTRY INC","titleOfClass":"COM","cusip":"876030107","value":1824919,"shares":12467,"shareType":"SH","priorValue":1826810,"priorShares":12946},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":1812975,"shares":9811,"shareType":"SH","priorValue":1892937,"priorShares":14699},{"issuer":"COLGATE PALMOLIVE CO","titleOfClass":"COM","cusip":"194162103","value":1724042,"shares":18805,"shareType":"SH","priorValue":1641274,"priorShares":19257},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":1709193,"shares":4582,"shareType":"SH","priorValue":1776825,"priorShares":4800},{"issuer":"NEXTPOWER INC","titleOfClass":"CLASS A COM","cusip":"65290E101","value":1653663,"shares":13880,"shareType":"SH","priorValue":2524799,"priorShares":20944},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":1430897,"shares":18106,"shareType":"SH","priorValue":1458139,"priorShares":18395},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":1417841,"shares":7086,"shareType":"SH","priorValue":1182065,"priorShares":6778},{"issuer":"GENERAL MILLS INC","titleOfClass":"COM","cusip":"370334104","value":1351876,"shares":38847,"shareType":"SH","priorValue":1486716,"priorShares":39944},{"issuer":"COMCAST CORP NEW","titleOfClass":"CL A","cusip":"20030N101","value":1325813,"shares":54005,"shareType":"SH","priorValue":1596863,"priorShares":55620},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":1260661,"shares":11041,"shareType":"SH","priorValue":1309565,"priorShares":11040},{"issuer":"PGIM ETF TR","titleOfClass":"AAA CLO ETF","cusip":"69344A834","value":1015227,"shares":19802,"shareType":"SH","priorValue":652615,"priorShares":12751},{"issuer":"FOX CORP","titleOfClass":"CL A COM","cusip":"35137L105","value":954632,"shares":18302,"shareType":"SH","priorValue":1115732,"priorShares":19105},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":935470,"shares":1000,"shareType":"SH","putCall":"Call"},{"issuer":"STATE STR SPDR S&P MIDCAP 40","titleOfClass":"UTSER1 S&PDCRP","cusip":"78467Y107","value":923909,"shares":1314,"shareType":"SH","priorValue":777454,"priorShares":1261},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":894775,"shares":746,"shareType":"SH","priorValue":691667,"priorShares":752},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":802286,"shares":25301,"shareType":"SH","priorValue":686005,"priorShares":22360},{"issuer":"EXELIXIS INC","titleOfClass":"COM","cusip":"30161Q104","value":802058,"shares":14741,"shareType":"SH","priorValue":674359,"priorShares":15723},{"issuer":"KORN FERRY","titleOfClass":"COM NEW","cusip":"500643200","value":773460,"shares":11617,"shareType":"SH","priorValue":778062,"priorShares":12360},{"issuer":"ALLISON TRANSMISSION HLDGS I","titleOfClass":"COM","cusip":"01973R101","value":679371,"shares":6026,"shareType":"SH","priorValue":751642,"priorShares":6421},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":675499,"shares":902,"shareType":"SH","priorValue":583970,"priorShares":894},{"issuer":"ISHARES TR","titleOfClass":"MBS ETF","cusip":"464288588","value":652944,"shares":6908,"shareType":"SH","priorValue":620783,"priorShares":6538},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 VAL ETF","cusip":"464287598","value":610924,"shares":2520,"shareType":"SH","priorValue":538448,"priorShares":2520},{"issuer":"ISHARES TR","titleOfClass":"TRS FLT RT BD","cusip":"46434V860","value":592787,"shares":11708,"shareType":"SH","priorValue":713968,"priorShares":14102},{"issuer":"HP INC","titleOfClass":"COM","cusip":"40434L105","value":535621,"shares":24413,"shareType":"SH","priorValue":500286,"priorShares":26043},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES GOVT MON","cusip":"09290C749","value":517952,"shares":5163,"shareType":"SH"},{"issuer":"CAL MAINE FOODS INC","titleOfClass":"COM NEW","cusip":"128030202","value":510025,"shares":6331,"shareType":"SH","priorValue":535450,"priorShares":6765},{"issuer":"UNITEDHEALTH GROUP INC","titleOfClass":"COM","cusip":"91324P102","value":509330,"shares":1225,"shareType":"SH","priorValue":350770,"priorShares":1296},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":501286,"shares":2356,"shareType":"SH","priorValue":434123,"priorShares":2262},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":492321,"shares":874,"shareType":"SH","priorValue":491464,"priorShares":859},{"issuer":"IONIS PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"462222100","value":475740,"shares":6000,"shareType":"SH","priorValue":450540,"priorShares":6000},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":468579,"shares":1272,"shareType":"SH","priorValue":482785,"priorShares":1122},{"issuer":"CAPITAL GROUP DIVIDEND VALUE","titleOfClass":"SHS CREAT UNIT","cusip":"14020W106","value":414454,"shares":8410,"shareType":"SH","priorValue":223113,"priorShares":5245},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":405193,"shares":1700,"shareType":"SH","priorValue":343960,"priorShares":1652},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":389175,"shares":567,"shareType":"SH","priorValue":337340,"priorShares":565},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":378753,"shares":652,"shareType":"SH"},{"issuer":"PGIM ETF TR","titleOfClass":"TOTA RETU BD ETF","cusip":"69344A800","value":362538,"shares":8744,"shareType":"SH","priorValue":441764,"priorShares":10642},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":358351,"shares":852,"shareType":"SH","priorValue":331973,"priorShares":893},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":354808,"shares":302,"shareType":"SH","priorValue":288930,"priorShares":331},{"issuer":"RIVIAN AUTOMOTIVE INC","titleOfClass":"COM CL A","cusip":"76954A103","value":347226,"shares":20013,"shareType":"SH","priorValue":220738,"priorShares":14667},{"issuer":"OMNICOM GROUP INC","titleOfClass":"COM","cusip":"681919106","value":331595,"shares":4553,"shareType":"SH","priorValue":364726,"priorShares":4843},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":298097,"shares":414,"shareType":"SH"},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":289727,"shares":251,"shareType":"SH"},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":284770,"shares":2254,"shareType":"SH","priorValue":303687,"priorShares":2179},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":284080,"shares":1810,"shareType":"SH","priorValue":250359,"priorShares":1810},{"issuer":"CONOCOPHILLIPS","titleOfClass":"COM","cusip":"20825C104","value":277157,"shares":2666,"shareType":"SH","priorValue":343464,"priorShares":2602},{"issuer":"SUNCOR ENERGY INC NEW","titleOfClass":"COM","cusip":"867224107","value":273714,"shares":5099,"shareType":"SH","priorValue":326583,"priorShares":4940},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":268625,"shares":352,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":268083,"shares":2159,"shareType":"SH","priorValue":251576,"priorShares":590},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":267585,"shares":363,"shareType":"SH","priorValue":228199,"priorShares":395},{"issuer":"TAKE-TWO INTERACTIVE SOFTWAR","titleOfClass":"COM","cusip":"874054109","value":259979,"shares":1040,"shareType":"SH"},{"issuer":"SERVICENOW INC","titleOfClass":"COM","cusip":"81762P102","value":254852,"shares":2567,"shareType":"SH"},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":245820,"shares":340,"shareType":"SH"},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":245656,"shares":1482,"shareType":"SH","priorValue":297729,"priorShares":1439},{"issuer":"CAPITAL GROUP GROWTH ETF","titleOfClass":"SHS CREAT UNIT","cusip":"14020G101","value":245251,"shares":5196,"shareType":"SH"},{"issuer":"WW GRAINGER INC","titleOfClass":"COM","cusip":"384802104","value":239430,"shares":176,"shareType":"SH"},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":237856,"shares":1349,"shareType":"SH"},{"issuer":"ILLINOIS TOOL WKS INC","titleOfClass":"COM","cusip":"452308109","value":235309,"shares":870,"shareType":"SH","priorValue":219945,"priorShares":845},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":232101,"shares":452,"shareType":"SH","priorValue":229798,"priorShares":460},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":225782,"shares":1617,"shareType":"SH"},{"issuer":"CARPENTER TECHNOLOGY CORP","titleOfClass":"COM","cusip":"144285103","value":221446,"shares":359,"shareType":"SH"},{"issuer":"EOG RES INC","titleOfClass":"COM","cusip":"26875P101","value":220800,"shares":1702,"shareType":"SH","priorValue":239263,"priorShares":1655},{"issuer":"CAPITAL ONE FINL CORP","titleOfClass":"COM","cusip":"14040H105","value":220281,"shares":1098,"shareType":"SH","priorValue":220558,"priorShares":1209},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":216037,"shares":998,"shareType":"SH","priorValue":201020,"priorShares":1010},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":209837,"shares":2436,"shareType":"SH"},{"issuer":"FORD MTR CO","titleOfClass":"COM","cusip":"345370860","value":208500,"shares":15000,"shareType":"SH","putCall":"Call","priorValue":173100,"priorShares":15000},{"issuer":"EVERCORE INC","titleOfClass":"CLASS A","cusip":"29977A105","value":203840,"shares":597,"shareType":"SH","priorValue":220002,"priorShares":737},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":139630,"shares":1000,"shareType":"SH","putCall":"Call"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":121611,"shares":130,"shareType":"SH"},{"issuer":"FORD MTR CO","titleOfClass":"COM","cusip":"345370860","value":56,"shares":4,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}