Firms by custodian
Registered investment advisers that custody at Fidelity
Search the full directory by firm name, city, state, CRD number or custodian.
176 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Calamos Advisors | Naperville, IL | $43.89B |
| Newedge Advisors | New Orleans, LA | $43.21B |
| Lido Advisors | Los Angeles, CA | $42.50B |
| Focus Advisor Solutions | ST. Louis, MO | $41.48B |
| Parnassus Investments | San Francisco, CA | $41.09B |
| Cerity Partners Retirement Plan Advisors | New York, NY | $40.25B |
| Kayne Anderson Rudnick Investment Management | Los Angeles, CA | $39.36B |
| Prime Capital Investment Advisors | Overland Park, KS | $39.14B |
| Wealthspire Retirement | Aliso Viejo, CA | $38.61B |
| Creative Planning Institutional Advisors | Newport Beach, CA | $37.50B |
| Rockefeller & Co. | New York, NY | $36.76B |
| 55i | Boston, MA | $36.74B |
| Fayez Sarofim & Co. | Houston, TX | $35.07B |
| Sanctuary Advisors | Miami, FL | $34.88B |
| Wealthspire Advisors | New York, NY | $34.32B |
| Clearstead Advisors | Cleveland, OH | $33.88B |
| Allworth Financial | Folsom, CA | $33.55B |
| D. E. Shaw Investment Management | New York, NY | $33.37B |
| The Putnam Advisory | Boston, MA | $33.19B |
| Sequoia Financial Advisors | Akron, OH | $32.24B |
- Headquarters
- Naperville, IL
- Regulatory AUM
- $43.89B
- Headquarters
- New Orleans, LA
- Regulatory AUM
- $43.21B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $42.50B
- Headquarters
- ST. Louis, MO
- Regulatory AUM
- $41.48B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $41.09B
- Headquarters
- New York, NY
- Regulatory AUM
- $40.25B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $39.36B
- Headquarters
- Overland Park, KS
- Regulatory AUM
- $39.14B
- Headquarters
- Aliso Viejo, CA
- Regulatory AUM
- $38.61B
- Headquarters
- Newport Beach, CA
- Regulatory AUM
- $37.50B
- Headquarters
- New York, NY
- Regulatory AUM
- $36.76B
- Headquarters
- Boston, MA
- Regulatory AUM
- $36.74B
- Headquarters
- Houston, TX
- Regulatory AUM
- $35.07B
- Headquarters
- Miami, FL
- Regulatory AUM
- $34.88B
- Headquarters
- New York, NY
- Regulatory AUM
- $34.32B
- Headquarters
- Cleveland, OH
- Regulatory AUM
- $33.88B
- Headquarters
- Folsom, CA
- Regulatory AUM
- $33.55B
- Headquarters
- New York, NY
- Regulatory AUM
- $33.37B
- Headquarters
- Boston, MA
- Regulatory AUM
- $33.19B
- Headquarters
- Akron, OH
- Regulatory AUM
- $32.24B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Fidelity here says only what the filing says, and implies nothing about either firm's service.