Firms by custodian
Registered investment advisers that custody at Equity Trust
Search the full directory by firm name, city, state, CRD number or custodian.
8 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| WestEnd Capital Management | Sausalito, CA | $436M |
| Accretive Wealth Management | San Ramon, CA | $291M |
| WE Alliance Wealth Advisors | Roseville, CA | $233M |
| Broad Reach Capital | Raleigh, NC | $180M |
| Waystone Advisors | $179M | |
| CLF Asset Management | Madison, WI | $147M |
| Brighter Financial Capital Management | Reston, VA | $135M |
| Networth Asset Management | $103M |
- Headquarters
- Sausalito, CA
- Regulatory AUM
- $436M
- Headquarters
- San Ramon, CA
- Regulatory AUM
- $291M
- Headquarters
- Roseville, CA
- Regulatory AUM
- $233M
- Headquarters
- Raleigh, NC
- Regulatory AUM
- $180M
- Headquarters
- Regulatory AUM
- $179M
- Headquarters
- Madison, WI
- Regulatory AUM
- $147M
- Headquarters
- Reston, VA
- Regulatory AUM
- $135M
- Headquarters
- Regulatory AUM
- $103M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Equity Trust here says only what the filing says, and implies nothing about either firm's service.