Broad Reach Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Broad Reach Capital reports 22 clients. They include 9 insurance companies, 6 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 100.0% ($180M across 25 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 14% | <1% |
| High-net-worth individuals | 27% | 1% |
| Insurance companies | 41% | 95% |
| Corporations and other businesses | 18% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $586K | 0.3% | $195K |
| High-net-worth individuals | 6 | $2.22M | 1.2% | $371K |
| Insurance companies | 9 | $172M | 95.4% | $19.1M |
| Corporations and other businesses | Fewer than 5 | $5.56M | 3.1% | $1.39M |
| Total | 22 | $180M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $586K
- AUM share
- 0.3%
- Avg. per client
- $195K
- Clients
- 6
- Regulatory AUM
- $2.22M
- AUM share
- 1.2%
- Avg. per client
- $371K
- Clients
- 9
- Regulatory AUM
- $172M
- AUM share
- 95.4%
- Avg. per client
- $19.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.56M
- AUM share
- 3.1%
- Avg. per client
- $1.39M
Total
- Clients
- 22
- Regulatory AUM
- $180M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Broad Reach Capital is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Scott Syphers owns 75% or more of Broad Reach Capital. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Broad Reach Capital LLC
Scott Syphers
Control person · since August 2011
Broad Reach Capital’s regulatory assets grew from $126M (March 2025) to $180M (May 2026); clients were 22 in both filings and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $180M | 22 | 4 | 2 |
| Mar 2025March 2025 | $126M | 23 | 4 | 2 |
Besides its headquarters, Broad Reach Capital has 1 office, with 2 listed addresses across 2 states.
Georgia · 1 listed address
- 253 Whigham Dairy RD, Bainbridge
North Carolina · 1 listed address
- 1101 Haynes St, Suite 213, RaleighHQ
Contact and registration details
- Legal name
- Broad Reach Capital LLC
- Headquarters
- 1101 Haynes St, Suite 213, Raleigh, NC 27604
- Website
- Not reported
- Phone
- 919-309-9325
- @broad-reach-partners-llc-nc
- SEC file
- 801-130959
- Structure
- North Carolina LLC
- Fiscal year end
- December
Broad Reach Capital’s named custodians for separately managed accounts include Pinnacle Financial Partners ($94.7M, 52%), Equity Trust ($66.6M, 37%) and Interactive Brokers ($14.9M, 8%). Broad Reach Capital does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Equity TrustEquity Trust Company · Westlake, OH · $66.6M37%
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $14.9M8%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $4.33M2%
- Pinnacle Financial PartnersPinnacle Financial Partners · Nashville, TN · $94.7M52%
At year end, Broad Reach Capital’s separately managed accounts were largely in bonds (39%) and funds (35%).
What the accounts hold
- Stocks21%
- Funds35%
- Bonds39%
- Investment grade corporate bonds33%
- U.S. government and agency bonds3%
- State and local bonds2%
- High-yield corporate bonds1%
- Cash5%
How many clients does Broad Reach Capital have?
Broad Reach Capital has 22 clients and manages $180 million for them, as of May 2026. They include 9 insurance companies, 6 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026
What services does Broad Reach Capital offer?
Broad Reach Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Broad Reach Capital use?
Broad Reach Capital’s separately managed account assets are held at Pinnacle Financial Partners (Nashville, TN), with $94.7M, Equity Trust Company (Westlake, OH), with $66.6M, Interactive Brokers LLC (Greenwich, CT), with $14.9M and Charles Schwab & Co., Inc. (Westlake, TX), with $4.33M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026
How many financial advisors does Broad Reach Capital have?
Broad Reach Capital has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Broad Reach Capital invest in?
At the end of its last fiscal year, Broad Reach Capital’s separately managed accounts held 35% registered funds (mutual funds, ETFs, BDCs), 33% investment grade corporate bonds, 21% exchange-traded equities, 5% cash and equivalents, 3% U.S. government and agency bonds, 2% state and local bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Broad Reach Capital?
Broad Reach Capital’s direct owner is Scott Syphers (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 May 2026
How does Broad Reach Capital get paid?
Broad Reach Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Broad Reach Capital?
Broad Reach Capital’s main office is at 1101 Haynes St, Suite 213, Raleigh, NC 27604. Its phone number is 919-309-9325.