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Connor Clark & Lunn Investment Management

SEC-registered adviser since 2014Vancouver, BC, CanadaCRD 107557

$85.6B
AUM
207
Clients
See fees
Fee
56
Advisory staff

From Form ADV filed 26 August 2026 · data retrieved 15 October 2026SEC record

Connor Clark & Lunn Investment Management is an investment adviser headquartered in Vancouver, BC, Canada, and registered with the SEC since 2014. Its clients include pooled investment vehicles, state or municipal government entities, and pension and profit-sharing plans. High-net-worth individuals account for 0% of its regulatory assets under management.

Its services include portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Connor, Clark & Lunn Investment Management Partnership owns 75% or more of Connor Clark & Lunn Investment Management.

Clients

Connor Clark & Lunn Investment Management serves 207 clients, 91 of them pension and profit-sharing plans. The average client has about $413 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles28 clients35%
  • Pension and profit-sharing plans91 clients16%
  • State or municipal government entities23 clients21%
  • Other investment advisers7%
  • Insurance companies14 clients12%
  • OtherSovereign wealth funds and foreign official institutions, High-net-worth individuals, Charitable organizations, Corporations and other businesses, Other9%
Show client breakdown
High-net-worth individuals
Clients
Not reported
Regulatory AUM
$40,715,899
Share
0.0%
Avg. per client
—
Pooled investment vehicles
Clients
28
Regulatory AUM
$29,955,951,029
Share
35.0%
Avg. per client
$1.07B
Pension and profit-sharing plans
Clients
91
Regulatory AUM
$13,504,146,448
Share
15.8%
Avg. per client
$148.4M
Charitable organizations
Clients
33
Regulatory AUM
$1,596,794,545
Share
1.9%
Avg. per client
$48.4M
State or municipal government entities
Clients
23
Regulatory AUM
$18,303,537,549
Share
21.4%
Avg. per client
$795.8M
Other investment advisers
Clients
Not reported
Regulatory AUM
$5,933,338,510
Share
6.9%
Avg. per client
—
Insurance companies
Clients
14
Regulatory AUM
$10,384,158,954
Share
12.1%
Avg. per client
$741.7M
Sovereign wealth funds and foreign official institutions
Clients
Not reported
Regulatory AUM
$4,681,831,243
Share
5.5%
Avg. per client
—
Corporations and other businesses
Clients
18
Regulatory AUM
$1,169,328,391
Share
1.4%
Avg. per client
$65.0M
Other
Clients
Not reported
Regulatory AUM
$22,273,396
Share
0.0%
Avg. per client
—

Total

Clients
207
Regulatory AUM
$85,592,075,964
Share
100%
Avg. per client
$413.5M

What it does

Connor Clark & Lunn Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets and performance-based fees.

Connor Clark & Lunn Investment Management provided financial planning to 0 clients last fiscal year and advises 10 private funds.

100.0% of assets ($85.59B across 362 accounts) are managed with discretion. 99% of clients are outside the U.S., and 14 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks40%
  • Funds50%
  • Bonds10%
    • Sovereign bonds7%
    • Investment grade corporate bonds3%

Custodians

Connor Clark & Lunn Investment Management’s client accounts are held mainly at State Street Company Canada, with 17% of managed assets, and RBC Investor Services Trust, with 12%. Connor Clark & Lunn Investment Management has custody of client assets.

Managed account assets by custodian
  • State Street Company CanadaState Street Company Canada · Toronto, on · $14.27B17%
  • CIBC Mellon Global Securities ServicesCIBC Mellon Global Securities Services Company · Toronto, on · $6.90B8%
  • RBC Investor Services TrustRBC Investor Services Trust · Toronto, on · $10.36B12%
  • All other custodians$54.07B63%

Ownership and leadership

Connor, Clark & Lunn Investment Management Partnership owns 75% or more of Connor Clark & Lunn Investment Management.

Who owns the firm
Connor Clark & Lunn Investment Management LTD· the adviser

  • Connor, Clark & Lunn Investment Management Partnership

    Control person · since February 1994

    Owns 75% or more of Connor Clark & Lunn Investment Management LTD

Leadership

  • Martin Gerber
    Director & President
  • Eric Hasenauer
    SN. Vice President,co-Head
  • Steven Huang
    Director & Vice President
  • Timothy Marzec
    Vice President
  • Stephen Reynolds
    Vice President
  • John Ricketts
    SN. Vice President,co-Head
  • Gary Simonette
    Vice President
  • John Stoddart
    Director & Vice President
  • Derrick Crowe
    Chief Compliance Officer
  • Jennifer Drake
    Director
  • Calum Mackenzie
    Director
  • Michael McPhillips
    Director
  • Patrick Robitaille
    Corporate Secretary
  • Taylor Sutter
    Director
  • Michael Walsh
    Director
  • Andrew Zimcik
    Director

Staff

  • 155 employees
  • 56 in advisory functions
  • 5 broker-dealer reps
  • 3 soliciting firms

Reported holdings

Connor Clark & Lunn Investment Management’s reported 13F holdings total $52.79B across 1,622 positions, and the ten largest make up 21.8% of it.

$52.79B
Reported 13F value
1,622
Positions
21.8%
In the 10 largest
—
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Royal BK Cda4.3%
  2. Toronto Dominion BK Ont2.7%
  3. Nvidia Corporation2.2%
  4. Enbridge Inc.2.1%
  5. Apple Inc.2.0%
  6. TC Energy Corp.1.9%
  7. Agnico Eagle Mines Ltd1.8%
  8. Canadian Imperial Bank OF CO1.7%
  9. Suncor Energy Inc. New1.5%
  10. Canadian Pacific Kansas City1.5%

Together, the ten largest are 21.8% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 13 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $52.79B is not its $85.59B in regulatory assets and does not represent any individual client's portfolio.

Fees

Connor Clark & Lunn Investment Management is paid through a percentage of assets under management and performance-based fees.

Connor Clark & Lunn Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Connor Clark & Lunn Investment Management has 2 offices, with 1 listed address with no US state reported.

Registration details

Legal name
Connor Clark & Lunn Investment Management LTD
Headquarters
Suite 800-1090 West Pender Street, Vancouver, BC, Canada V6E 0E3
Phone
604-685-2020
Website
Not reported
SEC file
801-79433
Structure
corporation organized in Canada
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Connor Clark & Lunn Investment Management have?

Connor Clark & Lunn Investment Management has 207 clients and manages $85.6 billion for them, as of August 2026. They include 91 pension and profit-sharing plans, 33 charitable organizations and 28 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026

What services does Connor Clark & Lunn Investment Management offer?

Connor Clark & Lunn Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Connor Clark & Lunn Investment Management use?

Connor Clark & Lunn Investment Management’s separately managed account assets are held at State Street Company Canada (Toronto, on), with $14,270,650,689, RBC Investor Services Trust (Toronto, on), with $10,356,985,113 and CIBC Mellon Global Securities Services Company (Toronto, on), with $6,895,787,085. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026

How many financial advisors does Connor Clark & Lunn Investment Management have?

Connor Clark & Lunn Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 155 employees, and 56 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Connor Clark & Lunn Investment Management invest in?

At the end of its last fiscal year, Connor Clark & Lunn Investment Management’s separately managed accounts held 50% pooled vehicles (private funds and similar), 40% exchange-traded equities, 7% sovereign bonds and 3% investment grade corporate bonds. It advises 10 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Connor Clark & Lunn Investment Management?

Connor Clark & Lunn Investment Management is owned through a chain of holding companies by Connor, Clark & Lunn Financial Group LTD. Its direct owner is Connor, Clark & Lunn Investment Management Partnership (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026

How does Connor Clark & Lunn Investment Management get paid?

Connor Clark & Lunn Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 26 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 107557.
  3. Form 13F-HR, filed 13 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Connor Clark & Lunn Investment Management LTD and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.