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Stephen Reynolds

Vice President at Connor Clark & Lunn Investment Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

5
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Stephen Reynolds is Vice President of Connor Clark & Lunn Investment Management LTD, a Vancouver, BC investment adviser managing $85.6B. Stephen Reynolds has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Connor Clark & Lunn Investment Management

Title on Schedule A
Vice President
Control
Stephen Reynolds is not a control person of Connor Clark & Lunn Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Stephen Reynolds has held the filed role since July 2017.

The firm

Connor Clark & Lunn Investment Management LTD
Vancouver, BC,

Form ADV filed 26 August 2026

$85.6B AUM207 clients56 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Henderson Geneva Capital Management
    – · 2 years
    Chicago, IL · Adviser representative · Firm CRD 105432
  3. Henderson Global Investors
    – · 2 years
    Chicago, IL · Adviser representative · Firm CRD 107300
  4. Calamos Advisors LLC
    – · 1 year
    Naperville, IL · Adviser representative · Firm CRD 105758
  5. Aviva Investors Americas
    – · under a year
    Chicago, IL · Adviser representative · Firm CRD 163989
  6. Passed Series 30 · 2012
  7. Ziegler Capital Management, LLC
    – · 1 year
    Chicago, IL · Adviser representative · Firm CRD 135622
  8. Passed Series 3 · 2006
  9. Passed Series 66 and Series 7 · 2005
  10. Passed Series 6 · 2004

Registrations and exams

Broker registration; no current adviser registration. Stephen Reynolds has passed 6 qualifying exams.

Examinations

Series 667 February 2005
Name
Uniform Combined State Law Examination
Series 3023 April 2012
Name
NFA Branch Manager Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 31 May 2006
Name
National Commodity Futures Examination
Series 74 April 2005
Name
General Securities Representative Examination
Series 627 September 2004
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Stephen Edward Reynolds
CRD
4843745
Firm
Connor Clark & Lunn Investment Management LTD
Registration status
Broker registration; no current adviser registration
Firm bio
cclfg.cclgroup.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Stephen Reynolds is vice president of institutional sales at CC&L Financial Group and develops relationships with investment advisers and institutional investors in the United States. The firm says he earned bachelor’s and master’s degrees from Loyola universities. Official firm biography

Education

Common questions

Where does Stephen Reynolds work?

Stephen Reynolds has been Vice President of Connor Clark & Lunn Investment Management LTD since July 2017.

Source: Form ADV, Schedule A, filed 26 August 2026

Does Stephen Reynolds have a current investment-adviser registration?

Stephen Reynolds has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Stephen Reynolds passed?

Stephen Reynolds has passed 6 licensing exams: the Series 6, Series 66, Series 7, Series 3, Series 30 and SIE. The earliest, the Series 6, was passed in September 2004.

Source: IAPD individual record, checked 18 October 2026

Where was Stephen Reynolds previously registered as an investment adviser?

Stephen Reynolds has past investment-adviser registrations through Henderson Geneva Capital Management, August 2015 to May 2017; Henderson Global Investors, March 2015 to May 2017; Calamos Advisors LLC, May 2014 to February 2015; Aviva Investors Americas, January 2014 to April 2014; Ziegler Capital Management, LLC, July 2007 to March 2008, across 5 firms.

Source: IAPD individual record, checked 18 October 2026

Leadership at Connor Clark & Lunn Investment Management

Sources

  1. IAPD individual record, CRD 4843745. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Connor Clark & Lunn Investment Management LTD, filed 26 August 2026. Title, control and ownership bands.
  3. Connor Clark & Lunn Investment Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Stephen Reynolds or Connor Clark & Lunn Investment Management LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.