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Eric Hasenauer

SN. Vice President,co-Head at Connor Clark & Lunn Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Eric Hasenauer is SN. Vice President,co-Head of Connor Clark & Lunn Investment Management LTD, a Vancouver, BC investment adviser managing $85.6B. Eric Hasenauer has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63 and SIE.

Role at Connor Clark & Lunn Investment Management

Title on Schedule A
SN. Vice President,co-Head
Control
Eric Hasenauer is not a control person of Connor Clark & Lunn Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Eric Hasenauer has held the filed role since July 2014.

The firm

Connor Clark & Lunn Investment Management LTD
Vancouver, BC,

Form ADV filed 26 August 2026

$85.6B AUM207 clients56 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2015
  3. Passed Series 7 · 2001

Registrations and exams

Broker registration; no current adviser registration. Eric Hasenauer has passed 3 qualifying exams.

Examinations

Series 6330 October 2015
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 April 2001
Name
General Securities Representative Examination

Individual record

Full name
Eric Roman Hasenauer
CRD
4260318
Firm
Connor Clark & Lunn Investment Management LTD
Registration status
Broker registration; no current adviser registration
Firm bio
cclfg.cclgroup.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Eric Hasenauer co-leads CC&L Financial Group’s U.S. institutional sales team. The firm says he earned a BA from Williams College and an MBA from Fordham. Official firm biography

Education

Common questions

Where does Eric Hasenauer work?

Eric Hasenauer has been SN. Vice President,co-Head of Connor Clark & Lunn Investment Management LTD since July 2014.

Source: Form ADV, Schedule A, filed 26 August 2026

Does Eric Hasenauer have a current investment-adviser registration?

Eric Hasenauer has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Eric Hasenauer passed?

Eric Hasenauer has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in April 2001.

Source: IAPD individual record, checked 17 October 2026

Leadership at Connor Clark & Lunn Investment Management

Sources

  1. IAPD individual record, CRD 4260318. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Connor Clark & Lunn Investment Management LTD, filed 26 August 2026. Title, control and ownership bands.
  3. Connor Clark & Lunn Investment Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Eric Hasenauer or Connor Clark & Lunn Investment Management LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.