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Gary Simonette

Vice President at Connor Clark & Lunn Investment Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Gary Simonette is Vice President of Connor Clark & Lunn Investment Management LTD, a Vancouver, BC investment adviser managing $85.6B. Gary Simonette has a current broker registration and no current investment-adviser registration and has passed the Series 55, Series 7, Series 63 and SIE.

Role at Connor Clark & Lunn Investment Management

Title on Schedule A
Vice President
Control
Gary Simonette is not a control person of Connor Clark & Lunn Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Gary Simonette has held the filed role since July 2014.

The firm

Connor Clark & Lunn Investment Management LTD
Vancouver, BC,

Form ADV filed 26 August 2026

$85.6B AUM207 clients56 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 63 · 2016
  3. Passed Series 55 · 2009

Registrations and exams

Broker registration; no current adviser registration. Gary Simonette has passed 4 qualifying exams.

Examinations

Series 6314 November 2016
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 724 August 2016
Name
General Securities Representative Examination
Series 5527 April 2009
Name
Limited Representative-Equity Trader Exam

Individual record

Full name
Gary J Simonette
CRD
5376689
Firm
Connor Clark & Lunn Investment Management LTD
Registration status
Broker registration; no current adviser registration
Firm bio
cclfg.cclgroup.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Gary Simonette is vice president of institutional sales at CC&L Financial Group. The firm says he earned a BA in economics and political science from Williams College. Official firm biography

Education

Common questions

Where does Gary Simonette work?

Gary Simonette has been Vice President of Connor Clark & Lunn Investment Management LTD since July 2014.

Source: Form ADV, Schedule A, filed 26 August 2026

Does Gary Simonette have a current investment-adviser registration?

Gary Simonette has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Gary Simonette passed?

Gary Simonette has passed 4 licensing exams: the Series 55, Series 7, Series 63 and SIE. The earliest, the Series 55, was passed in April 2009.

Source: IAPD individual record, checked 18 October 2026

Leadership at Connor Clark & Lunn Investment Management

Sources

  1. IAPD individual record, CRD 5376689. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Connor Clark & Lunn Investment Management LTD, filed 26 August 2026. Title, control and ownership bands.
  3. Connor Clark & Lunn Investment Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Gary Simonette or Connor Clark & Lunn Investment Management LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.