Cadent Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, divorce planning, education planning, insurance, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Cadent Capital Advisors reports 654 clients. They include 450 individual clients, 152 high-net-worth individuals, and 24 pension and profit-sharing plans. Of its assets, 87.9% ($691M across 1,466 accounts) are managed with discretion; $94.8M across 118 accounts are not. Of its clients, 1% are outside the U.S. It advised 22 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 19% |
| High-net-worth individuals | 23% | 79% |
| Pension and profit-sharing plans | 4% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 4% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 450 | $146M | 18.6% | $325K |
| High-net-worth individuals | 152 | $618M | 78.7% | $4.07M |
| Pension and profit-sharing plans | 24 | $1.24M | 0.2% | $51.9K |
| Charitable organizations | Fewer than 5 | $3.96M | 0.5% | $989K |
| Corporations and other businesses | 24 | $16.5M | 2.1% | $686K |
| Total | 654 | $786M | 100% | — |
- Clients
- 450
- Regulatory AUM
- $146M
- AUM share
- 18.6%
- Avg. per client
- $325K
- Clients
- 152
- Regulatory AUM
- $618M
- AUM share
- 78.7%
- Avg. per client
- $4.07M
- Clients
- 24
- Regulatory AUM
- $1.24M
- AUM share
- 0.2%
- Avg. per client
- $51.9K
- Clients
- Fewer than 5
- Regulatory AUM
- $3.96M
- AUM share
- 0.5%
- Avg. per client
- $989K
- Clients
- 24
- Regulatory AUM
- $16.5M
- AUM share
- 2.1%
- Avg. per client
- $686K
Total
- Clients
- 654
- Regulatory AUM
- $786M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 22
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Cadent Capital Advisors charges up to 2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Individual financial planning is billed at $250 per hour and divorce financial planning at $350 per hour, with negotiable fees.
- Pension Consulting Services
- Pension consulting is billed at up to 2% of plan assets or as a fixed fee, and the fees are negotiable.
Philip Mooberry owns 50% to 75% of Cadent Capital Advisors. The leadership team of Cadent Capital Advisors includes Chief Operating Officer Brett Hobbs. It has 15 employees, 11 of them in advisory roles.
Leadership
- Brett HobbsChief Compliance Officer / Chief Operating Officer
Philip MooberryManaging Director/Principal/Managing Member
Todd TaylorWealth Management Advisor / Member
Ann DaggWealth Management Advisor/Member- Curtis RiceMember
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
Staff
- 15 employees
- 11 in advisory functions
- 11 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Cadent Capital Advisors, LLC
Philip Mooberry
Control person · since January 2013
- Owns 10% to 25% of Cadent Capital Advisors, LLC
Todd Taylor
since December 2021
- Owns 10% to 25% of Cadent Capital Advisors, LLC
Ann Dagg
since April 2022
- Owns 5% to 10% of Cadent Capital Advisors, LLC
Curtis Rice
since August 2022
Cadent Capital Advisors’ regulatory assets grew 1.7× from $469M (July 2021) to $786M (May 2026); clients rose from 447 to 654 and employees from 9 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $786M | 654 | 15 | 2 |
| July 2025 | $651M | 534 | 14 | 2 |
| July 2024 | $617M | 519 | 12 | 2 |
| May 2023 | $566M | 487 | 11 | 2 |
| June 2022 | $553M | 465 | 8 | 2 |
| July 2021 | $469M | 447 | 9 | 2 |
Besides its headquarters, Cadent Capital Advisors has 1 office, with 2 listed addresses in Oklahoma.
Oklahoma · 2 listed addresses
- 4525 East 91st Street, TulsaHQ
- 14528 Bogert Parkway, Oklahoma City
Contact and registration details
- Legal name
- Cadent Capital Advisors, LLC
- Headquarters
- 4525 East 91st Street, Tulsa, OK 74137
- Website
- cadcapital.com
- Phone
- 918-935-3450
- @cadent-capital-advisors-llc
- SEC file
- 801-78860
- Founded
- 2012
- Structure
- Oklahoma LLC
- Fiscal year end
- December
Cadent Capital Advisors uses Fidelity ($762M) as custodian for its separately managed accounts. Cadent Capital Advisors has custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $762M100%
At year end, Cadent Capital Advisors’ separately managed accounts were mostly in funds (58%) and stocks (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $485M across 201 positions; the largest are iShares TR (6.5%), Invesco Exch Traded FD TR II (4.6%) and iShares TR (4.6%).
What the accounts hold
- Stocks27%
- Exchange-traded equities26%
- Non-exchange-traded equities1%
- Funds58%
- Registered funds53%
- Pooled vehicles5%
- Bonds7%
- State and local bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash10%
- Other1%
- Derivatives1%
Reported 13F holdings
- $485M
- Reported 13F value
- 201
- Positions
- 36.8%
- In the 10 largest
- +25.5%
- Value vs. prior quarter
- iShares TR · iShares Semicdtr6.5%
- Invesco Exch Traded FD TR II · S&P 500 Revenue4.6%
- iShares TR · US Aer Def ETF4.6%
- Vanguard World FD · Industrial ETF3.8%
- Vanguard Scottsdale Fds · Vng Rus2000idx3.7%
- Apple Inc.3.2%
- Select Sector SPDR TR · ST Str Discr ETF3.1%
- Janus Detroit Str TR · Hendrson Aaa CL3.1%
- iShares TR · U.S. Tech ETF2.3%
- Kayne Anderson Energy Infrst1.9%
Together, the ten largest are 36.8% of reported value.
How many clients does Cadent Capital Advisors have?
Cadent Capital Advisors has 654 clients and manages $786 million for them, as of May 2026. They include 450 individual clients, 152 high-net-worth individuals, and 24 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 May 2026
What services does Cadent Capital Advisors offer?
Cadent Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, divorce planning, education planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Cadent Capital Advisors charge?
Cadent Capital Advisors charges up to 2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Which custodians does Cadent Capital Advisors use?
Cadent Capital Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $762M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 May 2026
How many financial advisors does Cadent Capital Advisors have?
Cadent Capital Advisors has 11 investment adviser representatives registered with state securities authorities, out of 15 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cadent Capital Advisors invest in?
At the end of its last fiscal year, Cadent Capital Advisors’ separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 10% cash and equivalents, 5% pooled vehicles (private funds and similar), 3% state and local bonds, 2% U.S. government and agency bonds, 1% non-exchange-traded equities, 1% investment grade corporate bonds, 1% high-yield corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cadent Capital Advisors?
Cadent Capital Advisors’ direct owners are Philip Mooberry (50% to 75%), Todd Taylor (10% to 25%), Ann Dagg (10% to 25%) and Curtis Rice (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 13 May 2026
How does Cadent Capital Advisors get paid?
Cadent Capital Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cadent Capital Advisors?
Cadent Capital Advisors’ main office is at 4525 East 91st Street, Tulsa, OK 74137. Its phone number is 918-935-3450. Its website is cadcapital.com.