David Foley has been an investment adviser representative at Cadent Capital Advisors since March 2015, and is not listed among the firm’s executive officers or direct owners. David Foley studied at Oklahoma State University.
Cadent Capital Advisors, LLC is a Tulsa, OK firm with $786M under management, 654 clients and 11 advisers across 2 offices, as of its May 2026 filing.
Dave Foley is Wealth Management Advisor of Cadent Capital Advisors, LLC. He began his career in financial services in 1997 and spent 18 years as a Financial Advisor with Smith Barney and Morgan Stanley. He specializes in financial planning, retirement planning and portfolio management, with an emphasis on building wealth while managing risk.
David Foley’s longest registration is the current one, 11 years at Cadent Capital Advisors since 2015. Before joining Cadent Capital Advisors in 2015, David Foley was registered through Morgan Stanley and Citigroup Global Markets Inc.
- Cadent Capital Advisors, LLCCurrent– present · 11 yearsTulsa, OK · Adviser representative · Firm CRD 169704
- Morgan Stanley– · 5 yearsTulsa, OK · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 11 yearsTulsa, OK · Adviser representative · Firm CRD 7059
Professional designations
Listed by Cadent Capital Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
Investment adviser representative registrations
David Foley is registered as an investment adviser representative in 2 states. Each was approved in March 2015.
- OklahomaSince 13 March 2015
- TexasSince 13 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 18 August 2022 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 18 August 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 12 November 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 1997 |
| Series 7 | General Securities Representative Examination | 22 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 December 1996 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Michael Foley
- CRD
- 2835190
- Firm
- Cadent Capital Advisors · CRD 169704
- Office
- 4525 EAST 91ST STREET, Tulsa, OK 74137
- Registration
- Investment adviser registration
- In the industry since
- January 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cadcapital.com
Where does David Foley work?
David Foley is an investment adviser representative registered through Cadent Capital Advisors, LLC since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is David Foley a financial advisor?
Yes. David Foley has a current investment-adviser registration in Oklahoma and Texas, through Cadent Capital Advisors since March 2015.
How many years of experience does David Foley have?
David Foley has 29 years in the financial industry, since January 1997, across 3 adviser firms.
What exams has David Foley passed?
David Foley has passed 7 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 3, Series 7TO and Series 6TO. The earliest, the Series 63, was passed in December 1996. FINRA credited David Foley with the SIE, which began in October 2018.
Where did David Foley work before Cadent Capital Advisors?
Before Cadent Capital Advisors, David Foley was registered through Morgan Stanley, June 2009 to March 2015; Citigroup Global Markets Inc., January 1998 to June 2009.
Where is David Foley based?
David Foley’s registered office is in Tulsa, OK.
Is David Foley registered with FINRA?
No. David Foley has no current broker registration.
Is David Foley a CFP?
Cadent Capital Advisors lists David Foley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify David Foley’s record?
Search CRD 2835190 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Foley’s full registration record.
