Philip Mooberry has been Managing Director/Principal/Managing Member of Cadent Capital Advisors since January 2013, is a control person of the firm and directly owns between 50% and 75% of it. Philip Mooberry holds a Business degree from Drury University.
Cadent Capital Advisors, LLC is a Tulsa, OK firm with $786M under management, 654 clients and 11 advisers across 2 offices, as of its May 2026 filing.
Philip Mooberry is Managing Director/Principal of Cadent Capital Advisors, LLC, which he founded in 2012. He owned and operated multiple Allstate agencies from 1997 to 2003, grew his financial practice at Mooberry Financial Group, and joined Smith Barney in 2008.
Philip Mooberry’s longest registration is the current one, 12 years at Cadent Capital Advisors since 2014. Before joining Cadent Capital Advisors in 2014, Philip Mooberry was registered through Sowell Management Services and H.D. Vest Advisory Services, Inc.
- Cadent Capital Advisors, LLCCurrent– present · 12 yearsTulsa, OK · Adviser representative · Firm CRD 169704
- Sowell Management Services– · 1 yearNorth Little Rock, AR · Adviser representative · Firm CRD 127145
- H.D. Vest Advisory Services, Inc– · 1 yearTulsa, OK · Adviser representative · Firm CRD 104556
- Morgan Stanley Smith Barney LLC– · 1 yearTulsa, OK · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 1 yearTulsa, OK · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Philip Mooberry is registered as an investment adviser representative in 2 states. Each was approved in January 2014.
- OklahomaSince 8 January 2014
- TexasSince 8 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 2008 |
| Series 7 | General Securities Representative Examination | 15 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 November 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Philip Andrew Mooberry
- CRD
- 4451496
- Firm
- Cadent Capital Advisors · CRD 169704
- Role
- Managing Director/Principal/Managing Member
- Office
- 4525 EAST 91ST STREET, Tulsa, OK 74137
- Registration
- Investment adviser registration
- In the industry since
- November 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cadcapital.com
Where does Philip Mooberry work?
Philip Mooberry has been Managing Director/Principal/Managing Member of Cadent Capital Advisors, LLC since January 2013, and is a control person of the firm.
Is Philip Mooberry a financial advisor?
Yes. Philip Mooberry has a current investment-adviser registration in Oklahoma and Texas, through Cadent Capital Advisors since January 2014.
How many years of experience does Philip Mooberry have?
Philip Mooberry has 24 years in the financial industry, since November 2001, across 5 adviser firms.
What exams has Philip Mooberry passed?
Philip Mooberry has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 99TO. The earliest, the Series 6, was passed in November 2001. FINRA credited Philip Mooberry with the SIE, which began in October 2018.
Where did Philip Mooberry work before Cadent Capital Advisors?
Before Cadent Capital Advisors, Philip Mooberry was registered through H.D. Vest Advisory Services, Inc, April 2011 to October 2012; Morgan Stanley Smith Barney LLC, June 2009 to April 2011; Citigroup Global Markets Inc., May 2008 to June 2009.
Where is Philip Mooberry based?
Philip Mooberry’s registered office is in Tulsa, OK.
Is Philip Mooberry registered with FINRA?
No. Philip Mooberry has no current broker registration.
How can I verify Philip Mooberry’s record?
Search CRD 4451496 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Philip Mooberry’s full registration record.
