Ann Dagg has been Wealth Management Advisor/Member of Cadent Capital Advisors since April 2022, is not listed as a control person, but directly owns between 10% and 25% of the firm. Ann Dagg studied at William Woods University.
Cadent Capital Advisors, LLC is a Tulsa, OK firm with $786M under management, 654 clients and 11 advisers across 2 offices, as of its May 2026 filing.
Ann M. Dagg is Wealth Management Advisor/Partner of Cadent Capital Advisors, LLC. She helps clients develop strategies and solutions to manage their finances and realize their lifetime goals. Before becoming a financial advisor, she was a professional fund raiser for 15 years, and she has been servicing clients since 2001.
Ann Dagg’s longest registration is the current one, 12 years at Cadent Capital Advisors since 2014. Before joining Cadent Capital Advisors in 2014, Ann Dagg was registered through Arvest Asset Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Cadent Capital Advisors, LLCCurrent– present · 12 yearsOklahoma City, OK · Adviser representative · Firm CRD 169704
- Arvest Asset Management– · 4 yearsOklahoma City, OK · Adviser representative · Firm CRD 42057
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsOklahoma City, OK · Adviser representative · Firm CRD 7691
Professional designations
Listed by Cadent Capital Advisors
- Chartered Retirement Planning Counselor (CRPC®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Ann Dagg is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in March 2014.
- OklahomaSince 22 January 2014
- TexasResidentSince 14 March 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 1 October 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 4 June 2004 |
| Series 66 | Uniform Combined State Law Examination | 29 May 2002 |
| Series 7 | General Securities Representative Examination | 2 May 2002 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ann Molloy Dagg
- CRD
- 4519312
- Firm
- Cadent Capital Advisors · CRD 169704
- Role
- Wealth Management Advisor/Member
- Office
- 14528 Bogert Parkway, Oklahoma City, OK 73134
- Registration
- Investment adviser registration
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cadcapital.com
Where does Ann Dagg work?
Ann Dagg has been Wealth Management Advisor/Member of Cadent Capital Advisors, LLC since April 2022.
Is Ann Dagg a financial advisor?
Yes. Ann Dagg has a current investment-adviser registration in Oklahoma and Texas, through Cadent Capital Advisors since January 2014.
How many years of experience does Ann Dagg have?
Ann Dagg has 24 years in the financial industry, since May 2002, across 3 adviser firms.
What exams has Ann Dagg passed?
Ann Dagg has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 7TO. The earliest, the Series 7, was passed in May 2002. FINRA credited Ann Dagg with the SIE, which began in October 2018.
Where did Ann Dagg work before Cadent Capital Advisors?
Before Cadent Capital Advisors, Ann Dagg was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2002 to May 2009.
Where is Ann Dagg based?
Ann Dagg’s registered office is in Oklahoma City, OK.
Is Ann Dagg registered with FINRA?
No. Ann Dagg has no current broker registration.
How can I verify Ann Dagg’s record?
Search CRD 4519312 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ann Dagg’s full registration record.
