Brett Hobbs has been Chief Compliance Officer / Chief Operating Officer of Cadent Capital Advisors since January 2020, is a control person of the firm and directly owns under 5% of it.
Cadent Capital Advisors, LLC is a Tulsa, OK firm with $786M under management, 654 clients and 11 advisers across 2 offices, as of its May 2026 filing.
- Cadent Capital Advisors, LLCCurrent– present · 5 yearsOklahoma City, OK · Adviser representative · Firm CRD 169704
Investment adviser representative registrations
Brett Hobbs is registered as an investment adviser representative in 2 states. Each was approved in January 2021.
- OklahomaSince 25 January 2021
- TexasSince 25 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 September 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 2019 |
| Series 7TO | General Securities Representative Examination | 14 September 2019 |
| SIE | Securities Industry Essentials Examination | 21 June 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Brett Collin Hobbs
- CRD
- 7167912
- Firm
- Cadent Capital Advisors · CRD 169704
- Role
- Chief Compliance Officer / Chief Operating Officer
- Office
- 14528 Bogert Parkway, Oklahoma City, OK 73134
- Registration
- Investment adviser registration
- In the industry since
- September 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Brett Hobbs work?
Brett Hobbs has been Chief Compliance Officer / Chief Operating Officer of Cadent Capital Advisors, LLC since January 2020, and is a control person of the firm.
Is Brett Hobbs a financial advisor?
Yes. Brett Hobbs has a current investment-adviser registration in Oklahoma and Texas, through Cadent Capital Advisors since January 2021.
How many years of experience does Brett Hobbs have?
Brett Hobbs has 7 years in the financial industry, since September 2019, across 1 adviser firm.
What exams has Brett Hobbs passed?
Brett Hobbs has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in June 2019.
Where is Brett Hobbs based?
Brett Hobbs’ registered office is in Oklahoma City, OK.
Is Brett Hobbs registered with FINRA?
No. Brett Hobbs has no current broker registration.
How can I verify Brett Hobbs’ record?
Search CRD 7167912 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Hobbs’ full registration record.
