BHK Securities provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
BHK Securities reports 103 clients. They include 61 high-net-worth individuals and 42 individual clients. Of its assets, 42.6% ($54.7M across 63 accounts) are managed with discretion; $73.7M across 121 accounts are not. A wrap fee program the firm both sponsors and manages holds $52.6M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 12% |
| High-net-worth individuals | 59% | 87% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 42 | $14.9M | 11.6% | $355K |
| High-net-worth individuals | 61 | $111M | 86.7% | $1.83M |
| Pension and profit-sharing plans | Fewer than 5 | $2.11M | 1.6% | — |
| Corporations and other businesses | Fewer than 5 | $50.6K | 0.0% | — |
| Total | 103 | $128M | 100% | — |
- Clients
- 42
- Regulatory AUM
- $14.9M
- AUM share
- 11.6%
- Avg. per client
- $355K
- Clients
- 61
- Regulatory AUM
- $111M
- AUM share
- 86.7%
- Avg. per client
- $1.83M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.11M
- AUM share
- 1.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $50.6K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 103
- Regulatory AUM
- $128M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
BHK Securities is paid through a percentage of assets under management and commissions. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Non-discretionary retirement plan consulting is charged at 1.0% or lower, negotiable, as a percentage of assets or a fixed annual fee, paid quarterly in advance.
BHK Holdings, LLC owns 75% or more of BHK Securities and is in turn owned by James Knight (25–50%), Meredyth Hazzard (25–50%) and John Brock (25–50%). The leadership team of BHK Securities includes Chief Compliance Officer James Knight. It has 8 employees, 3 of them in advisory roles.
Leadership
James KnightChief Compliance Officer / Srop / Crop
Meredyth HazzardCEO / FINOP / Pfo / Poo
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 3 in advisory functions
- 4 state-registered reps
- 5 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of BHK Securities, LLC
BHK Holdings, LLC
since March 2005
- Owns 25% to 50% of BHK Holdings, LLC
James Knight
Control person · since March 2005
- Owns 25% to 50% of BHK Holdings, LLC
Meredyth Hazzard
Control person · since March 2005
- Owns 25% to 50% of BHK Holdings, LLC
John Brock
Control person · since October 2006
BHK Securities’ regulatory assets grew 1.6× from $80.8M (March 2021) to $128M (March 2026); clients rose from 91 to 103 and employees were 8 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $128M | 103 | 8 | 1 |
| March 2025 | $134M | 114 | 8 | 1 |
| March 2024 | $114M | 114 | 9 | 1 |
| March 2023 | $104M | 119 | 9 | 1 |
| May 2022 | $131M | 123 | 9 | 1 |
| March 2021 | $80.8M | 91 | 8 | 1 |
Besides its headquarters, BHK Securities has 0 offices, with 1 listed address in Alabama.
Alabama · 1 listed address
- 2200 Lakeshore Drive, Suite 250, BirminghamHQ
Contact and registration details
- Legal name
- BHK Securities, LLC
- Headquarters
- 2200 Lakeshore Drive, Suite 250, Birmingham, AL 35209-8803
- Website
- bhkllc.com
- Phone
- 205-322-2025
- SEC file
- 801-67198
- Structure
- Alabama LLC
- Fiscal year end
- December
BHK Securities uses Wells Fargo Clearing Services ($128M) as custodian for its separately managed accounts. BHK Securities has custody of $602K in client assets for 22 clients.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $128M100%
At year end, BHK Securities’ separately managed accounts were mostly in stocks (82%) and funds (13%).
What the accounts hold
- Stocks82%
- Funds13%
- Cash5%
How many clients does BHK Securities have?
BHK Securities has 103 clients and manages $128 million for them, as of March 2026. They include 61 high-net-worth individuals and 42 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does BHK Securities offer?
BHK Securities provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does BHK Securities use?
BHK Securities’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $128M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does BHK Securities have?
BHK Securities has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does BHK Securities invest in?
At the end of its last fiscal year, BHK Securities’ separately managed accounts held 82% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns BHK Securities?
BHK Securities is owned through a holding company by James Knight, Meredyth Hazzard and John Brock. Its direct owner is BHK Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does BHK Securities get paid?
BHK Securities is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is BHK Securities registered with the SEC?
Yes, BHK Securities has been registered with the SEC as an investment adviser since 21 September 2006. Its CRD number is 139665 and its SEC file number is 801-67198.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact BHK Securities?
BHK Securities’ main office is at 2200 Lakeshore Drive, Suite 250, Birmingham, AL 35209-8803. Its phone number is 205-322-2025. Its website is bhkllc.com.