William Beasley has been an investment adviser representative at BHK Securities since July 2021, and is not listed among the firm’s executive officers or direct owners.
BHK Securities, LLC is a Birmingham, AL firm with $128M under management, 103 clients and 3 advisers in one office, as of its March 2026 filing.
William Beasley’s longest registration was 12 years at Morgan Stanley (2009–2021). Before joining BHK Securities in 2021, William Beasley was registered through Morgan Stanley and Citigroup Global Markets Inc.
- BHK Investment AdvisorsAlso current– present · 5 yearsBirmingham, AL · Adviser representative · Firm CRD 140515
- Morgan Stanley– · 12 yearsBirmingham, AL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 7059
- Morgan Keegan & Company, Inc.– · 8 yearsBirmingham, AL · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
William Beasley is registered as an investment adviser representative in Alabama, since July 2021.
- AlabamaSince 12 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 December 2000 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 28 December 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 28 December 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 June 1997 |
| Series 4 | Registered Options Principal Examination | 19 December 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 1987 |
| Series 7 | General Securities Representative Examination | 21 November 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Martin Beasley
- CRD
- 1750089
- Firm
- BHK Securities · CRD 139665
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Beasley work?
William Beasley is an investment adviser representative registered through BHK Securities, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is William Beasley a financial advisor?
Yes. William Beasley has a current investment-adviser registration in Alabama, through BHK Securities since July 2021.
How many years of experience does William Beasley have?
William Beasley has 38 years in the financial industry, since December 1987, across 5 adviser firms.
What exams has William Beasley passed?
William Beasley has passed 7 licensing exams: the Series 7, Series 63, Series 4, Series 65, Series 10, Series 9 and Series 31. The earliest, the Series 7, was passed in November 1987. FINRA credited William Beasley with the SIE, which began in October 2018.
Where did William Beasley work before BHK Securities?
Before BHK Securities, William Beasley was registered through Morgan Stanley, June 2009 to June 2021; Citigroup Global Markets Inc., February 2006 to June 2009; Morgan Keegan & Company, Inc., July 1997 to February 2006.
Is William Beasley registered with FINRA?
Yes. William Beasley has a current broker registration, under CRD 1750089.
Source: FINRA BrokerCheck
How can I verify William Beasley’s record?
Search CRD 1750089 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Beasley’s full registration record.
