Meredyth Hazzard has been CEO / FINOP / Pfo / Poo of BHK Securities since September 2018, is a control person of the firm and directly owns under 5% of it. Meredyth Hazzard holds a Degree in electrical engineering from Auburn University.
BHK Securities, LLC is a Birmingham, AL firm with $128M under management, 103 clients and 3 advisers in one office, as of its March 2026 filing.
Meredyth R. (Robby) Hazzard is Principal and Chief Executive Officer of BHK Holdings. He began his career in investment management consulting in 1985 at the Robinson Humphrey Company, where he was Senior Vice President and Consulting Group Director. Before forming BHK Investment Advisors, LLC in 2006, he worked for Wachovia Securities for eight years and the Robinson-Humphrey Company for fourteen years.
Meredyth Hazzard’s longest registration is the current one, 20 years at BHK Investment Advisors since 2006. Before joining BHK Securities in 2007, Meredyth Hazzard was registered through Wachovia Securities, LLC.
- BHK Securities, LLCCurrent– present · 18 yearsBirmingham, AL · Adviser representative · Firm CRD 139665
- BHK Investment AdvisorsAlso current– present · 20 yearsBirmingham, AL · Adviser representative · Firm CRD 140515
- Wachovia Securities, LLC– · 6 yearsHomewood, AL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Meredyth Hazzard is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Louisiana, in October 2023.
- AlabamaSince 17 May 2006
- LouisianaSince 27 October 2023
- TexasResidentSince 8 August 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 6 October 2008 |
| Series 23 | General Securities Principal Sales Supervisor | 6 September 2005 |
| Series 53 | Municipal Securities Principal Examination | 25 August 2005 |
| Series 4 | Registered Options Principal Examination | 16 August 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 January 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 1991 |
| Series 3 | National Commodity Futures Examination | 23 December 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 1985 |
| Series 7 | General Securities Representative Examination | 16 November 1985 |
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Sales Supervisor
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Meredyth Roberts Hazzard
- CRD
- 1427196
- Firm
- BHK Securities · CRD 139665
- Role
- CEO / FINOP / Pfo / Poo
- Office
- 2200 LAKESHORE DRIVE, SUITE 250, Birmingham, AL 35209
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- bhkllc.com
Where does Meredyth Hazzard work?
Meredyth Hazzard has been CEO / FINOP / Pfo / Poo of BHK Securities, LLC since September 2018, and is a control person of the firm.
Is Meredyth Hazzard a financial advisor?
Yes. Meredyth Hazzard has a current investment-adviser registration in Alabama, Louisiana and Texas, through BHK Securities since November 2007.
How many years of experience does Meredyth Hazzard have?
Meredyth Hazzard has 40 years in the financial industry, since December 1985, across 3 adviser firms.
What exams has Meredyth Hazzard passed?
Meredyth Hazzard has passed 13 licensing exams: the Series 7, Series 63, Series 3, Series 65, Series 10, Series 9, Series 4, Series 53, Series 23, Series 27, Series 24, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in November 1985. FINRA credited Meredyth Hazzard with the SIE, which began in October 2018.
Where did Meredyth Hazzard work before BHK Securities?
Before BHK Securities, Meredyth Hazzard was registered through Wachovia Securities, LLC, February 2000 to April 2006.
Where is Meredyth Hazzard based?
Meredyth Hazzard’s registered office is in Birmingham, AL.
Is Meredyth Hazzard registered with FINRA?
Yes. Meredyth Hazzard has a current broker registration, under CRD 1427196.
Source: FINRA BrokerCheck
How can I verify Meredyth Hazzard’s record?
Search CRD 1427196 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Meredyth Hazzard’s full registration record.
